Senior Risk Management Professional

2 weeks ago


Belgaum, Karnataka, India beBeeAuditor Full time ₹ 15,00,000 - ₹ 25,00,000
Job Purpose

We are seeking a seasoned professional to fill the role of Deputy Manager. The successful candidate will be responsible for ensuring that potential risks are minimized, security and control guidelines are strictly adhered to, and efficient checks and balances exist in workflow processes.

Key Responsibilities
  1. Conducting onsite inspections of members and joint inspections with regulatory bodies: Timely completion of inspections as per TAT (Average 5 to 6 inspections per month)
  2. Creating compliance awareness amongst members: Sharing mandatory compliance requirements with best practices with members
  3. Preparation & Verification of Inspection reports and checklists. Submission of Data to Exchange post inspection and correctness of Data/information between checklist and Report:
  4. Visit / inspection of Authorised Persons of Members
  5. Member Compliance Workshop
Functional Competencies Required
  • Knowledge and understanding of Exchange ecosystem and operations
  • Knowledge of current accounting and audit principles, policies and internal controls
Behavioral Skills Required
  • Excellent written communication
  • Attention to detail
  • Excellent analytical and investigating skills
  • Time management and result orientation
  • Process adherence and orientation
Qualifications and Experience

A Chartered Accountant / Cost and works accountant (CMA) degree is required. A minimum of 5 years of total experience with 2 to 3 years of relevant work experience preferably in broking/exchange/financial institution operation is also necessary.



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