Regulatory Compliance Specialist

16 hours ago

Kottayam, Kerala, India beBeeRegulatory Full time ₹ 90,00,000 - ₹ 1,20,00,000

Job Title: Regulatory Compliance Specialist

Job Description:

The primary objective of this role is to ensure that the organization complies with all regulatory requirements and maintains a robust compliance framework. This involves conducting comprehensive audits, monitoring daily compliance requirements, and implementing internal control frameworks for banking products.

  1. Conduct thorough product audits and compliance checks to guarantee adherence to regulatory standards.
  2. Monitor and implement daily regulatory compliance requirements.
  3. Develop and maintain robust internal control frameworks for banking products.
  4. Implement and track regulatory circulars, focusing on KYC-related guidelines.
  5. Prepare and submit regulatory reports according to jurisdictional guidelines.
  6. Review, validate, and reconcile data sources used for regulatory reporting, ensuring accuracy and completeness.
  7. Conduct periodic reviews to ensure customer onboarding and lifecycle management processes align with regulatory standards.
  8. Collaborate with internal teams, including Finance, Risk, and Compliance, to gather data and ensure accuracy in reports.
  9. Maintain strong documentation and audit trails for all submissions.
  10. Support data submissions to compliance, internal audit teams, and regulators.
  11. Leverage data analytics for insights, demonstrating proficiency in data extraction, manipulation, and reporting.
Required Skills and Qualifications:
  • Experience in banking and regulatory reporting.
  • Strong knowledge of regulatory bodies such as RBI, UIDAI, CERSAI, NeSL, CRILIC, and Ministry of Corporate Affairs.
  • Excellent analytical and problem-solving skills.
  • Ability to work collaboratively with cross-functional teams.
  • Effective communication and interpersonal skills.
Benefits:

This role offers a unique opportunity to contribute to the organization's compliance efforts and make a meaningful impact. As a Regulatory Compliance Specialist, you will have the chance to work with a talented team and develop your skills and expertise in a dynamic environment.

Others:

The ideal candidate will possess a graduate or post-graduate degree and excellent understanding of KYC guidelines, analysis skills, and proficiency in MS Office and SQL. A deep understanding of RBI guidelines and regulatory reporting is also essential.

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