Senior Regulatory Specialist

7 days ago

Bareilly, Uttar Pradesh, India beBeeCompliance Full time US$ 85,000 - US$ 1,25,000
Job Title: Compliance Professional

At our organization, we foster a culture of innovation and shared values. Our commitment to supporting our customers, communities, and colleagues is unwavering.

As part of our team, you will experience comprehensive support for your well-being and numerous opportunities to learn new skills, develop as a leader, and grow your career. Your voice and ideas matter, your work makes an impact, and together, we will shape the future.

Key Responsibilities:
  1. Execute fieldwork and testing of core responsibilities across various areas of laws, including AML, Privacy, Anti-corruption, Consumer Protection & Fairness, etc.
  2. Exhibit strong and independent risk assessment skills in designing the overall testing program as well as during alignment stages (issue classification & reporting)
  3. Regular and timely dialogue and communication on the progress of the work and potential findings to the Manager Compliance Testing Team
  4. Independently lead conversations with senior stakeholders (Directors, VPs, etc.) during kick-offs, testing, and issue alignment discussions with minimal managerial support
  5. Train and mentor other colleagues in upskilling themselves with the right set of knowledge and practices relevant in the plan delivery
  6. Work with Compliance leadership in various strategic initiatives to improve the overall delivery model as well as contribute/participate in various presentations to senior leadership
  7. Work with business to develop remediation plans to address findings
  8. From time to time, work to detect and identify emerging regulatory risks or impending legislation that may have an impact on the Compliance Monitoring Plan
  9. Exemplify strength in the American Express Leadership Model: set the agenda, bring others with you, and do it the right way, and put enterprise thinking first
Minimum Qualifications:
  • Minimum 6 years of relevant experience in internal audit, regulatory compliance within the Big Four or in a bank/financial institution with preferably Anti-Money Laundering background
  • Academic Background Good academic qualification with experience in compliance or legal with Anti-Money Laundering knowledge would be an added advantage
  • Chartered Accounts, CPA, CIA, ACAMS, MBA, and individuals with certifications in audit would be preferred
Functional Skills:
  • Strong internal control and validating testing skills are a MUST

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