Regulatory Compliance Specialist
2 weeks ago
Tipsons Group is a leading organization in the industry, dedicated to excellence and innovation.
Job OverviewWe are seeking a highly skilled Regulatory Compliance Specialist to join our team. This role will be responsible for ensuring compliance with SEBI Guidelines and regulations.
Key Responsibilities- SEBI Compliance Management: Ensure adherence to all SEBI Guidelines and regulations, identifying areas of improvement and implementing corrective actions as needed.
- Regulatory Environment Monitoring: Continuously monitor changes in relevant legislation and regulatory environments, providing timely updates and recommendations for action.
- Compliance Reviews: Conduct periodic reviews to ensure legal compliance of trading membership, including exchange compliances, SEBI compliances, and Companies Act requirements.
- Supporting Team Members: Assist the team in organizing board meetings, preparing agendas, recording minutes, and maintaining accurate records.
The successful candidate can expect a competitive salary of $80,000 - $100,000 per annum, depending on experience. Additionally, we offer a comprehensive benefits package, including health insurance, retirement plan, and opportunities for professional growth and development.
Requirements and Qualifications- Bachelor's degree in Law, Business Administration, or a related field.
- Minimum 3 years of experience in regulatory compliance or a related field.
- Excellent communication and interpersonal skills.
- Ability to work independently and as part of a team.
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