Regulatory Compliance Specialist
7 days ago
We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Tipsons Group. This is an exciting opportunity for a dedicated individual to ensure seamless compliance with regulatory requirements, contributing to the growth and success of our organization.
About Us:Tipsons Group is a dynamic and innovative company committed to excellence in various industries. Our mission is to provide top-notch services while maintaining the highest standards of integrity and transparency.
Job Summary:The ideal candidate will be responsible for ensuring compliance with relevant regulations, monitoring changes in legislation, and conducting periodic reviews to guarantee legal compliance. Additionally, this role involves assisting the team in organizing board meetings and general meetings, as well as preparing agendas and recording minutes.
Key Responsibilities:- Ensure compliance with SEBI Guidelines and other relevant regulations.
- Monitor changes in legislation and regulatory environments, taking appropriate action when necessary.
- Conduct regular reviews to verify legal compliance of trading membership, including exchange compliances, SEBI compliances, and Companies Act.
- Support the team in organizing, preparing agendas, and recording minutes for board meetings and general meetings.
- Bachelor's degree in Law or a related field.
- Minimum 3 years of experience in regulatory compliance or a related field.
- Excellent knowledge of SEBI Guidelines and other relevant regulations.
- Strong analytical and problem-solving skills.
- Ability to work independently and collaboratively as part of a team.
- A competitive estimated salary of ₹850,000 - ₹1,050,000 per annum.
- Ongoing training and professional development opportunities.
- A dynamic and supportive work environment.
If you are a motivated and detail-oriented individual with a passion for regulatory compliance, please submit your application, including your resume and a cover letter, to us.
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