Regulatory Compliance Expert
1 week ago
Compliance Management:
At Tip Sons, we are committed to upholding the highest standards of corporate governance and regulatory compliance. As our Compliance Officer, you will play a pivotal role in ensuring our adherence to SEBI guidelines, exchange regulations, and the Companies Act. Your responsibilities will include:
• Conducting periodic reviews to identify and address potential compliance risks.
• Developing and implementing internal controls to mitigate compliance risks.
• Preparing and maintaining comprehensive compliance documentation.
Board & Meeting Support:
You will also be responsible for assisting the team in organizing board meetings and general meetings. This will involve preparing agendas for meetings, ensuring they cover relevant compliance topics, recording and maintaining accurate minutes of meetings, and communicating meeting outcomes and action items to relevant stakeholders.
Requirements:
• Bachelor's degree in Law, Business Administration, or a related field (or equivalent experience).
• Minimum 3+ years of experience in a regulatory compliance role.
• In-depth knowledge of SEBI guidelines, exchange regulations, and the Companies Act.
• Strong analytical and problem-solving skills.
• Excellent attention to detail and accuracy.
• Excellent communication, collaboration, and interpersonal skills.
• Ability to manage time effectively and work independently.
• Proficient in Microsoft Office Suite.
• Familiarity with compliance management software (a plus).
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