
Senior Compliance Auditor
1 day ago
Key Responsibilities:
- Conduct thorough onsite inspections of members and joint inspections with regulatory bodies, ensuring timely completion.
- Develop compliance awareness amongst members by sharing mandatory compliance requirements and best practices.
- Prepare and verify inspection reports and checklists, submitting accurate data post-inspection.
- Visit and inspect authorized personnel of members.
- Organize member compliance workshops to enhance understanding of audit procedures and Exchange operations.
Requirements:
- Chartered Accountant/Cost and Works Accountant (CMA) qualification.
- Minimum 5 years of total experience with 2-3 years of relevant work experience in financial institution operations.
- Proven expertise in auditing principles and policies.
- Knowledge and understanding of Exchange operations and ecosystem.
- Knowledge of current accounting and audit principles.
- Excellent written communication, attention to detail, analytical, and investigating skills.
Skill Requirements:
- Effective communication.
- Attention to detail.
- Strong analytical skills.
- Time management.
- Process adherence.
Job Description:
The role involves conducting regular audits, developing compliance awareness, preparing inspection reports, and organizing workshops. The ideal candidate should possess strong analytical skills, excellent communication, and time management skills.
Jurisdiction: India
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