
Compliance Professional
5 days ago
Job opening for a Compliance Officer role in the financial industry.
Key Responsibilities:
- Continuously track and evaluate regulatory updates relevant to the organization.
- Assess the impact of regulatory changes on policies and business processes.
- Disseminate updates to senior management and ensure timely implementation.
Regulatory Compliance & Governance
- Ensure strict adherence to RBI and SEBI guidelines.
- Provide compliance advisory to business teams on loan proposals and related matters.
- Present compliance updates and key issues to the Board and board committees.
Reporting & Communication
- Prepare and submit periodic returns to RBI and other regulators.
- Act as the single point of contact for regulatory queries and clarifications.
- Coordinate with group entities to share compliance updates and submit data.
Audit & Inspection Management
- Lead annual RBI inspections, statutory and internal audits, and other regulatory reviews.
- Ensure audit readiness, effective participation, and timely closure of audit findings.
Qualifications & Skills:
- Bachelors or Master's degree in Law, Finance, or related field.
- 7–13 years of experience in regulatory compliance, preferably in banking or NBFC sector.
- Strong understanding of RBI and SEBI regulations and financial compliance frameworks.
- Excellent communication, analytical, and stakeholder management skills.
- Experience in handling audits, inspections, and board-level presentations.
Preferred Attributes:
- Certification in Compliance, Risk Management, or related areas.
- Experience in policy drafting and governance.
- Familiarity with compliance systems and automation tools.
We are seeking candidates who are available to join immediately or within a maximum notice period of 30 days.
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