Regulatory Affairs Specialist

4 days ago


Kottayam, Kerala, India beBeeCompliance Full time ₹ 20,00,000 - ₹ 25,00,000

Job Opportunity

1. Familiarity with peak margin and quarterly settlement procedures, as well as knowledge of the CUSPA process to address queries/alerts from exchanges.

2. Handling audits mandated by stock exchanges such as NSE and BSE

3.Implementing the latest circulars issued by regulatory bodies like SEBI/Exchanges/Depositories/PFRDA and following up with stakeholders to ensure compliance.

4. Compliance Calendar -Preparing and disseminating a compliance calendar to stakeholders and ensuring timely submission.

5. Conducting on-site and off-site inspections for SEBI/stock exchanges.

6. Overseeing new product launches and collaborating with the team to develop new products and processes.

7. Maintaining a monthly governance dashboard and discussing it with management.

8. Liaising with the exchange and internal teams

9. Additional compliances include segment activation and software approvals etc.

 



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