Regulatory Compliance Expert

2 days ago


Chennai, Tamil Nadu, India Fidelity Investments Full time

Job Overview

Fidelity Investments is seeking a highly skilled Regulatory Compliance Expert to join our team in India. As a key member of our Local Regulatory Compliance function, you will be responsible for providing comprehensive oversight and governance support to applicable Business Functions.

The Purpose of Your Role

As a Regulatory Compliance Expert, you will manage the roll-out of regulatory changes to applicable laws, rules, and regulations for FMR India. You will also effectively identify regulatory change alerts, design oversight reporting for tracking compliance status, and act as an escalation point for regulatory changes.

Main Responsibilities

  • Manage the timely identification and implementation of regulatory changes across various business functions.
  • Partner with external consultants and internal stakeholders to ensure regulatory changes are accurately captured within our systems.
  • Design and implement robust compliance risk oversight frameworks to mitigate potential risks.
  • Develop and maintain periodic aggregate reports for key stakeholders, highlighting regulatory compliance trends and areas for improvement.
  • Spearhead initiatives and enterprise-wide projects related to risk management, ensuring seamless integration with compliance teams aligned to business units.
  • Conduct in-depth reviews of risk policies and practices, identifying opportunities for process and system improvements.
  • Stay up-to-date with local regulations and provide expert guidance on compliance matters.

Key Requirements

  • Strong background in regulatory compliance, preferably with experience in financial services.
  • Proven ability to analyze complex data, identify patterns, and develop actionable insights.
  • Excellent communication, interpersonal, and presentation skills.
  • Aptitude for working collaboratively with cross-functional teams to achieve common goals.
  • Hands-on experience with MS Office products and familiarity with reporting and workflow tools.

Compensation Package

We offer a competitive salary range of ₹1,200,000 - ₹1,800,000 per annum, commensurate with experience, plus additional benefits and perks. The exact compensation package will be discussed during the hiring process.



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