
Financial Regulatory Specialist
1 week ago
We are seeking a highly skilled Financial Regulatory Specialist to join our team. As a key member of our compliance department, you will play a vital role in ensuring that our business operations meet the highest standards of regulatory compliance.
Your primary responsibility will be to review and analyze complex financial information, including marketing materials, to identify potential violations of statutory provisions, legal regulations, and internal guidelines. You will also provide training to employees on our Compliance Review System Tool and stay up-to-date on new policies and procedures related to controls on marketing materials.
In addition to your technical skills, you will possess excellent communication and analytical skills, with the ability to work independently and as part of a team. If you are a detail-oriented professional with a passion for finance and compliance, we encourage you to apply for this exciting opportunity.
Required Skills and Qualifications- Bachelor's degree in Finance, Business, Accounting, or Economics
- Several years of experience in the asset management or banking industry
- Compliance or transferable experience, such as Legal or Audit roles
- Experience in providing training to groups of colleagues, specifically in English
- Fluent English language skills, both written and spoken
- Proficiency in Microsoft Office, including Word, Excel, and PowerPoint
- Best-in-class leave policy
- Gender-neutral parental leaves
- 100% reimbursement for childcare assistance benefit (gender-neutral)
- Sponsorship for industry-relevant certifications and education
- Employee Assistance Program for you and your family members
- Comprehensive Hospitalization Insurance for you and your dependents
- Accident and Term life Insurance
- Complementary Health screening for 35+ years old
- Training and development to help you excel in your career
- Coaching and support from experts in your team
- A culture of continuous learning to aid progression
- A range of flexible benefits that you can tailor to suit your needs
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