
Senior Regulatory Affairs Professional
1 day ago
Compliance Manager Role:
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- A compliance manager is required to ensure adherence to various regulations and guidelines such as SEBI AIF, PMS Guidelines, FEMA, Anti Money Laundering laws, and KYC requirements.">
About the Role:
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- The successful candidate will be responsible for ensuring regulatory compliance across all aspects of the business.">
- This includes developing and implementing good corporate governance practices, arranging board meetings, preparing minutes, and maintaining secretarial records.">
- Additionally, the role involves handling statutory and internal audits, responding to inspections and regulatory queries, and conducting compliance training for employees.">
- The ideal candidate will possess strong knowledge of relevant regulations, including SEBI AIF, PMS Guidelines, and FEMA.">
- They must also have excellent communication and interpersonal skills to liaise effectively with regulatory bodies and internal stakeholders.">
- The Compliance Manager will play a key role in mitigating risk and ensuring the company remains compliant with all relevant laws and regulations.">
Key Responsibilities:
">- ">
- Ensure regulatory compliance across all aspects of the business.">
- Develop and implement good corporate governance practices.">
- Maintain secretarial records and handle statutory and internal audits.">
- Liaise with regulatory bodies and internal stakeholders to ensure effective communication and collaboration.">
- Conduct compliance training for employees and develop policies and procedures to ensure compliance.">
- Draft, review, and negotiate contracts and other legal documents to mitigate risk.">
Requirements:
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- Minimum 3 years of experience in compliance and regulatory affairs.">
- Strong knowledge of SEBI AIF, PMS Guidelines, FEMA, and other relevant regulations.">
- Excellent communication and interpersonal skills.">
- Ability to work effectively in a fast-paced environment and meet deadlines.">
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