Senior Regulatory Compliance Professional

2 days ago

Chennai, Tamil Nadu, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 28,00,000

Job Summary

  • This role is responsible for driving compliance with regulatory and Corporate Policy requirements.

Key Responsibilities:

  • Establish, implement and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory requirements.
  • Oversee the execution and challenges appropriately on compliance related decisions.
  • Provide oversight and monitoring of risk-based compliance programs.
  • Develop and oversee standards.
  • Provide subject matter expertise with comprehensive knowledge of business and functional area.
  • Provide compliance risk expertise and consulting for projects and initiatives with moderate risk for a business line or functional area.
  • Monitor reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management.
  • Provide direction to the business on developing corrective action plans and effectively managing regulatory change.
  • Identify and recommend opportunities for process improvement and risk control development.
  • Report findings and make recommendations to management appropriate committees.
  • Interpret policies, procedures, and compliance requirements.

Required Qualifications:

  • 4+ years of Compliance experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education.

Desired Qualifications:

  • Model Validation or Governance Background.
  • Working knowledge of Data/Privacy laws and Fair Credit Reporting Act (FCRA) requirements.

Additional Requirements:

  • Governance over in-scope consumer facing Models, which includes reviewing the model to determine if there are FCRA or Data Concerns.
  • Solicit feedback from Legal, Business Aligned Compliance Officers and Horizontal Compliance functions during the review of Models.
  • Prepare and archive model review documentation.
  • Review initial Model Classification, Risk Rank and Risk Rank Overrides and Risk Rank Changes.
  • Review and Challenge Model Validation Results.
  • Participate in Model Monitoring Programs and any Required Quarterly/Annual Monitoring Reviews.

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