Senior Regulatory Compliance Professional

16 hours ago


Chennai, Tamil Nadu, India beBeeCompliance Full time ₹ 2,00,00,000 - ₹ 2,50,00,000
Regulatory Compliance Leader

As a senior professional, you will oversee the regulatory compliance function to ensure seamless delivery of services to clients.

Key Responsibilities:
  • Collaborate with clients on matters related to SEBI AIF/PMS compliances
  • Resolve queries and provide guidance on regulatory requirements
  • Facilitate effective communication during inspections and audits
  • Contribute to group-level restructuring projects
  • Maintain regulatory standards for the organization
Essential Qualifications:
  • Significant experience in securities markets and financial products, including portfolio managers, broker-dealers, investment advisors, wealth managers, research analysts, or fund management
  • Candidates with expertise in AIF/PMS compliance are highly desirable
Communication Skills:

Excellent verbal and written communication skills are essential for this role.

Role Highlights:

This is an exceptional opportunity to lead a team and make a meaningful impact on regulatory compliance.



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