
Vice President of Risk Management
8 hours ago
We are seeking a skilled Manager - Risk & Audit to fill this critical role. The successful candidate will play a key part in evaluating and mitigating risks associated with our operations, ensuring compliance with regulatory standards, and enhancing overall audit processes.
- Audit Planning and Reporting: Assist in developing annual audit plans based on risk assessments and regulatory requirements. Prepare and present audit findings, reports, and recommendations to senior management and audit committees.
- Internal Audits: Plan and execute internal audits to assess the adequacy and effectiveness of internal controls, policies, and procedures. Prepare audit reports detailing findings, recommendations, and corrective actions to address identified issues.
- Compliance Monitoring: Monitor regulatory compliance with applicable laws and industry standards. Ensure adherence to internal policies, procedures, and guidelines related to risk management and audit activities.
- Conduct Risk Assessments: Evaluate and identify potential risks within various operational areas of the company. Develop risk assessment frameworks and methodologies to identify, prioritize, and mitigate risks effectively.
- Risk Mitigation: Collaborate with stakeholders to develop and implement risk mitigation strategies. Provide recommendations for improving risk management practices and enhancing internal controls.
Requirements:
- Bachelor's degree in finance or accounting with 8+ years of experience, including minimum 2-3 years of audit-related experience in the Mutual Fund Industry.
- A professional certification or post-graduate degree is preferred.
- Attention to detail, analytical skills, and a proactive approach to problem-solving.
- Strong understanding of risk assessment techniques, audit principles, and regulatory requirements applicable to mutual funds.
- Effective communication skills to interact with stakeholders, present audit findings, and collaborate on risk mitigation strategies.
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