Independence Compliance Associate

Job DescriptionThis role will support the review and monitoring of personal independence tracking systems and restricted securities lists. The individual will serve as a point of contact to respond and support firm personnel with inquiries related to the investment tracking system and will liaise between the firm and the vendor.The role will participate in...

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled, inclusive culture and talent experience and our ability to be compelling to our clients. You’ll...

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled, inclusive culture and talent experience and our ability to be compelling to our clients. You’ll...

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled, inclusive culture and talent experience and our ability to be compelling to our clients. You’ll...

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled, inclusive culture and talent experience and our ability to be compelling to our clients. You'll...

Job Description:We are seeking a highly motivated Compliance Professional to join our team. As a key member of the compliance department, you will play a crucial role in ensuring that our organization adheres to all regulatory requirements.The successful candidate will be responsible for monitoring and reviewing personal independence tracking systems,...

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled, inclusive culture and talent experience and our ability to be compelling to our clients. You’ll...

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled, inclusive culture and talent experience and our ability to be compelling to our clients. You’ll...

Director Job DescriptionWe are seeking a highly skilled Director to join our team. The successful candidate will be responsible for leading and managing periodic audits of personal independence compliance for professionals across the firm.Responsibilities:Lead and manage audits of personal independence complianceDefine audit objectives, timelines, and scope...

About this role:We are seeking a seasoned professional to lead our Office of Independence. As a key member of our Risk Management practice, you will collaborate closely with partners, client-facing professionals, and other stakeholders across the firm to ensure adherence to independence policies and regulatory standards.The Office of Independence team...