E-Communications Surveillance Lead
1 week ago
Live Connections: An Exciting Opportunity
We are seeking a highly skilled and experienced E-Communications Surveillance professional to join our team as a Surveillance Manager. As part of our Front-Line Market conduct and supervision team, you will be responsible for analyzing e-communications alerts to identify unusual activity and potential market conduct issues.
About the Role
- This is an excellent opportunity to work with our Corporate Investment Banking E-Communications Surveillance monitoring team, where you will be responsible for internal and external e mail, Chat, & voice recordings analysis, and supporting the development of surveillance controls to identify misconduct and market abuse.
Key Responsibilities
- Monitor and analyze e-communications data to identify potential market conduct issues.
- Develop and maintain strong relationships with stakeholders to review and escalate potential market conduct issues.
- Collaborate with the team to implement effective surveillance controls to identify misconduct and market abuse.
- Stay up-to-date on regulatory policies and procedures to ensure compliance.
- Provide expert advice and guidance to the team on e-communications surveillance best practices.
Requirements
- Bachelor's/master's degree or any professional degree (CA/CS/CFA etc.) is required.
- At least 12+ years of Supervisory Control/E-Comms Surveillance and monitoring experience.
Benefits and Remuneration
We offer a competitive salary of $120,000 per annum, plus additional benefits including health insurance, retirement plan, and generous paid time off. The estimated salary range for this position is between $100,000 and $150,000 per annum, depending on experience and qualifications.
About Live Connections
We are a leading provider of e-communications surveillance solutions, dedicated to helping financial institutions stay ahead of the curve in terms of risk management and regulatory compliance. Our team of experts works closely with clients to provide tailored solutions that meet their specific needs.
How to Apply
If you are a motivated and experienced professional looking for a challenging role, please submit your application, including your resume and a cover letter outlining your relevant experience and qualifications.
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