Financial Control Specialist

1 week ago


Hyderabad, Telangana, India WELLS FARGO BANK Full time

Wells Fargo seeks a Financial Control Specialist to join their team in Market Abuse and Trade Surveillance. This role involves reviewing, researching, and disposing of market abuse and rule-based trade surveillance/transaction monitoring alerts across various asset classes.

The successful candidate will develop, oversee, and provide independent credible challenge to standards, supporting the development and performance of surveillance controls to identify misconduct and market abuse. They will perform ongoing regulatory and operational reviews, collaborating with Onshore teams and India Management for escalations and process improvement ideas.

This is a challenging role that requires strong analytical skills, attention to detail, and excellent written and verbal communication skills in English. The ideal candidate will have 3+ years of Supervisory Control/Trade Surveillance/Transaction monitoring experience, with a strong understanding of Market Abuse scenarios and regulations such as FCA MAR, Dodd Frank Act Title VII, and CFTC/SEC regulations.

Responsibilities include:

  • Reviewing and escalating potential manipulative trading behaviors
  • Developing and maintaining procedure manuals documenting team processes
  • Participating in team meetings and bringing solutions/recommendations to the table
  • Performing ongoing regulatory and operational reviews
  • Collaborating with stakeholders to review and escalate potential manipulative trading behaviors

The salary for this role is estimated to be around $80,000-$110,000 per year, depending on location and experience. If you are a motivated and detail-oriented individual looking for a challenging role in financial control and market abuse, we encourage you to apply.



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