
Regulatory Compliance Professional
2 days ago
Job Title: Regulatory Compliance Professional
Description:
To guarantee adherence to regulatory standards, we are seeking a skilled Regulatory Compliance Professional to oversee internal processes and ensure alignment with industry best practices. The ideal candidate will have a thorough understanding of regulatory frameworks, corporate governance, and internal control systems.
Key Responsibilities:
- Compliance Audit and Reporting: Conduct comprehensive reviews to ensure adherence to regulatory requirements and internal standards.
- Corporate Governance Review: Evaluate the organization's governance framework to ensure alignment with industry best practices.
- Internal Controls and Process Audits: Identify control gaps and implement robust internal controls.
- POSP Compliance Review: Audit POSPs in accordance with applicable compliance guidelines.
- Business Continuity and Disaster Recovery Review: Implement and test Business Continuity Planning (BCP) and Disaster Recovery (DR) frameworks.
- Training and Awareness Programs: Develop and conduct regular training sessions on AML/KYC norms, cybersecurity, and operational risk management.
- Documentation for Regulatory Filings: Prepare and submit timely, accurate documentation for statutory filings.
- Gap Analysis and Risk-Based Recommendations: Conduct gap analyses and provide tailored recommendations.
- Third-Party Vendor Due Diligence: Perform compliance and risk assessments on third-party vendors.
Required Skills & Experience:
- 4–10 years of experience in regulatory compliance, audits, or governance
- Strong understanding of regulatory frameworks (IRDAI, SEBI, RBI, etc.)
- Excellent knowledge of corporate governance and internal control systems
- Strong documentation, communication, and presentation abilities
- Ability to collaborate across functions and manage multiple priorities effectively
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