Senior Regulatory Compliance Specialist

3 days ago

Alwar, Rajasthan, India beBeeRegulatory Full time ₹ 1,80,00,000 - ₹ 2,10,00,000
Regulatory Compliance Professional

Job Description

The Regulatory Compliance Professional plays a crucial role in ensuring adherence to regulatory requirements and maintaining a strong compliance culture within the organization.

Key Responsibilities:

  • Monitoring & Implementation: Continuously track and evaluate regulatory updates relevant to the organization, assess the impact of regulatory changes on policies and business processes, disseminate updates to senior management, and ensure timely implementation.
  • Compliance Advisory & Governance: Ensure strict adherence to regulatory guidelines, provide advisory to business teams on loan proposals and related matters, present compliance updates and key issues to the Board and board committees.
  • Reporting & Communication: Prepare and submit periodic returns to regulators, act as the single point of contact for regulatory queries and clarifications, coordinate with group entities to share compliance updates and submit data.
  • Testing & Review: Develop and implement the annual compliance testing plan, report significant compliance lapses to the Audit Committee and senior leadership, conduct regular compliance reviews and test internal controls across departments.
  • Audit & Inspection Management: Lead annual inspections, statutory and internal audits, and other regulatory reviews, ensure audit readiness, effective participation, and timely closure of audit findings.
  • Legal Matters: Handle legal matters including contracts, compliance, litigation, and regulatory affairs.

Qualifications & Skills:

  • Bachelors or Master's degree in Law, Finance, or related field.
  • 7–13 years of experience in regulatory compliance, preferably in banking or NBFC sector.
  • Strong understanding of regulatory frameworks and financial compliance.
  • Excellent communication, analytical, and stakeholder management skills.
  • Experience in handling audits, inspections, and board-level presentations.

Preferred Attributes:

  • Certification in Compliance, Risk Management, or related areas.
  • Experience in policy drafting and governance.
  • Familiarity with compliance systems and automation tools.

This role requires a minimum of 7 years of experience in regulatory compliance and a strong understanding of regulatory frameworks.

  • Senior Regulatory Compliance Leader

    3 days ago

    Alwar, Rajasthan, India beBeeRegulatory Full time ₹ 25,00,000 - ₹ 40,00,000

    Job Overview: As a senior leader in our Financial Regulatory Practice, you will play a pivotal role in steering complex client engagements across regulatory supervision, risk management, and compliance transformation.

  • Senior Regulatory Compliance Specialist

    1 week ago

    Alwar, Rajasthan, India beBeeRegulatoryAffairs Full time ₹ 2,00,00,000 - ₹ 2,50,00,000

    Regulatory Affairs ProfessionalManage regulatory activities for submissions, including preparation and filing of regulatory documents.Oversee compilation and submission of annual reports, amendments, and deficiency responses.Collaborate with cross-functional teams to gather required documentation and data.Review and ensure compliance of batch manufacturing...

  • Global Regulatory Compliance Specialist

    4 days ago

    Alwar, Rajasthan, India beBeeCompliance Full time ₹ 60,00,000 - ₹ 1,20,00,000

    Regulatory Affairs Expert RoleJob Summary:We are seeking a seasoned Regulatory Affairs expert with extensive knowledge of pharmaceutical and medical device regulatory compliance.The ideal candidate will have expertise in preparing, reviewing, and submitting regulatory documentation to global health authorities, ensuring compliance with applicable...

  • Compliance Manager – Regulatory Expertise Required

    3 days ago

    Alwar, Rajasthan, India beBeeCompliance Full time ₹ 50,00,000 - ₹ 80,00,000

    Senior Manager Compliance JobThis role is designed for an experienced professional to oversee compliance management in AIF/PMS/Fixed Income.Key Responsibilities:Coordinate with clients to ensure SEBI AIF/PMS compliancesResolve regulatory queries of clients and provide effective solutionsSupport restructuring projects at a group level to maintain regulatory...

  • Regulatory Compliance Professional

    1 day ago

    Alwar, Rajasthan, India beBeeRegulatory Full time ₹ 1,20,00,000 - ₹ 2,00,00,000

    Job Title: Regulatory Compliance ProfessionalDescription:To guarantee adherence to regulatory standards, we are seeking a skilled Regulatory Compliance Professional to oversee internal processes and ensure alignment with industry best practices. The ideal candidate will have a thorough understanding of regulatory frameworks, corporate governance, and...

  • Senior Quality Assurance and Regulatory Compliance Professional

    3 days ago

    Alwar, Rajasthan, India beBeeRegulatory Full time ₹ 12,00,000 - ₹ 20,20,000

    Executive Quality Assurance and Regulatory Affairs SpecialistWe are seeking a seasoned professional to assume a critical role within our Medical Device organization.Key Responsibilities:Ensure adherence to ISO 13485, MDD, MDR, GMP, GDP, and QMS requirements for Class I, II, and III medical devices.Coordinate with regulatory bodies to obtain necessary permits...

  • Enterprise Compliance Specialist

    3 days ago

    Alwar, Rajasthan, India beBeeCompliance Full time ₹ 2,50,00,000 - ₹ 4,00,00,000

    Compliance Manager PositionWe are seeking an experienced professional to spearhead our compliance content development strategy and lead a team of compliance developers.Key Responsibilities:Lead and mentor a team of 3-5 compliance content developersDevelop compliance strategy and roadmaps aligned with business objectives and market demandsDrive...

  • Insurance Compliance Manager

    4 days ago

    Alwar, Rajasthan, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 20,00,000

    Senior Officer RoleThe role demands a Senior Officer to oversee and ensure compliance in all activities of the corporate entity.This position requires strong regulatory knowledge, operational oversight, and effective grievance redressal, in line with IRDAI guidelines.Key Responsibilities:Supervise and monitor the activities of the corporate entity; ensure...

  • Business Registration and Statutory Compliance Manager

    3 days ago

    Alwar, Rajasthan, India beBeeCompliance Full time ₹ 8,00,000 - ₹ 10,00,000

    Job Title: Business Compliance and Registration SpecialistWe are seeking a meticulous specialist to oversee company registrations, state tax registrations, payroll registrations, and maintain ongoing statutory compliance in India.This role demands a comprehensive understanding of Indian corporate laws, local and state regulatory frameworks, and excellent...

  • Senior Legal Manager

    3 days ago

    Alwar, Rajasthan, India beBeeLegal Full time ₹ 15,00,000 - ₹ 20,10,000

    Job Summary:We are seeking a Senior Legal Manager to lead our legal operations. The successful candidate will be responsible for drafting contracts, maintaining records, and providing strategic legal advice on business initiatives.Key Responsibilities:Drafting of letters and legal noticesRecord keeping and document managementAssisting in compliance with...