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Risk Management Lead

2 months ago

Bengaluru, Karnataka, India WELLS FARGO BANK Full time

About This Role

We are seeking a Lead Control Management Officer to join our team at Wells Fargo Bank. As a key member of our Control Management team, you will be responsible for mitigating current and emerging risks with broad impact.

Key Responsibilities

  1. Lead complex initiatives designed to mitigate current and emerging risks with broad impact.
  2. Act as a key participant in monitoring, evaluating, and measuring the impact of decisions practiced in Control Management functional area.
  3. Monitor moderately complex business specific programs, and provide risk management consulting to support the business in designing and implementing risk-mitigation strategies.
  4. Monitor, measure, evaluate, and report on the impact of decisions and controls to the relevant business group or functional area.
  5. Develop and implement risk monitoring and risk reporting processes and controls.
  6. Collaborate with relevant business group to identify current and emerging risks associated with business activities and operations, and provide guidance in developing and implementing risk-mitigating strategies.
  7. Lead Control Management project or virtual teams.

Requirements

  • 5+ years of Risk Management or Control Management experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education.

Preferred Qualifications

  • 5+ years of Experience in Risk Management, Control Management, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education.
  • Individual contributor role focusing on performing evidence-based control evaluations by conducting various evidence gathering activities.
  • Design, maintain and execute the control evaluation scripts, identify control deficiencies, document and escalate potential issues to appropriate stakeholders.
  • Validate & track action plans, escalate issues as required and document the control test artifacts and findings.
  • Mentor and guide junior associates, oversee the timely completion of all control evaluation activities and documentation.
  • Perform control evaluations for medium to complex engagements, challenge status-quo and identify opportunities to add efficiencies or refining the existing processes.
  • Engage and work with multiple stakeholders - front line business groups, risk program aligned functions and IRM teams for driving the objectives of risk and control programs.
  • Instill and drive proactive risk culture, operational excellence and efficiencies.

About Wells Fargo

Wealth & Investment Management, or WIM, is a leading provider of financial and investment services. WIM provides a full range of personalized wealth management, investment, and retirement products and services to meet clients' unique needs and help them achieve financial goals.

Our Mission

  • Building enduring client relationships through sound, thoughtful, and objective advice.
  • Developing individualized plans for clients to help meet their financial objectives.
  • Helping clients build, manage, preserve, and transition their financial resources and wealth.

We Value Diversity

At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.