Senior Securities Compliance Specialist
1 week ago
Key Responsibilities:
- ","
- Understanding of peak margin, quarterly settlement, MTF and CUSPA process to address queries/alerts from the exchange.","
- Handling audits mandated by NSE and BSE","
- Implementing the latest circulars issued by SEBI/Exchanges/Depositories/PFRDA and timely follow up with respective stakeholders to ensure compliance.","
- Preparation and dissemination of Compliance calendar to respective stakeholders and ensuring timely submission.","
- Handling on-site and off-site inspections of SEBI/stock exchanges.","
- Overviewing new product launches and assisting the team in building new products and processes.","
- Maintaining monthly governance dashboard and discussing the same with management.","
- Liaisoning with the exchange and internal teams","
- Additional compliances like segment activation, software approvals etc.
Required Skills and Qualifications:
- Strong understanding of securities market regulations
- Excellent communication and interpersonal skills
- Able to work independently and as part of a team
- Good analytical and problem-solving skills
- Ability to handle multiple tasks and prioritize workload
Benefits:
- Opportunity to work in a dynamic and fast-paced environment
- Chance to develop skills and knowledge in securities market regulations
- Collaborative and supportive team environment
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