Executive Leader

3 days ago


Shimoga, Karnataka, India beBeeCompliance Full time ₹ 20,00,000 - ₹ 25,00,000
Job Description

The Senior Executive is responsible for providing crucial support to the Compliance team in managing compliance operations. Key responsibilities include tracking and escalating SEBI communications, maintaining a list of members' Payment Orders (PO) and Demand Drafts (DD), monitoring FIU Alerts and disseminating FIU Guidelines as needed, organizing Anti-Money Laundering (AML) compliances, and handling documentation of correspondence between the exchange and SEBI.

  • Main Responsibilities:
  • Managing inward and outward SEBI correspondences
  • Tracking and escalating SEBI communications
  • Maintaining a list of members' Payment Orders (PO) and Demand Drafts (DD)
  • Monitoring FIU Alerts and disseminating FIU Guidelines to members as needed
  • Organizing and managing Anti-Money Laundering (AML) compliances
  • Providing administrative support and assistance in high-impact compliance initiatives
  • Handling documentation of correspondence between the exchange and SEBI
  • Managing custody of agreements/undertakings
  • Drafting board agendas
  • Providing administrative support and assistance to the Chief Compliance Officer (CCO)
Required Skills and Qualifications
  • Qualifications:
  • Postgraduate degree from a reputable institute/university
  • Experience:
  • 6-8 years of relevant work experience
  • Key Skills:
  • Adequate knowledge of regulatory functions
  • Administrative support skills
  • Knowledge of Exchange ecosystem and operations
  • Ability to grasp and interpret compliance & regulatory knowledge
  • Proficiency in MS Excel and MS PowerPoint
  • High attention to detail
  • Process-driven approach
  • High degree of integrity
  • Responsiveness
  • Effective communication and attentiveness


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