Senior Corporate Regulatory Expert

3 days ago


Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 1,20,00,000 - ₹ 2,00,00,000

Senior Compliance Officer

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As a Senior Compliance Officer, you will play a pivotal role in ensuring the company's adherence to regulatory requirements and corporate laws.

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  • Evaluate and implement compliance procedures to ensure alignment with SEBI regulations and corporate laws.">
  • Coordinate and manage IPO/Rights Issue/Preferential Allotment and Listing-related documentation.">
  • Collaborate with internal teams, including legal counsel and merchant banking, to facilitate transaction execution.">
  • Manage filings under SEBI (LODR), Takeover Code, Insider Trading Regulations, and other capital market requirements.">
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Ensure seamless compliance with Companies Act, SEBI regulations, and other relevant corporate laws.">Develop and maintain comprehensive knowledge of regulatory requirements related to IPOs, rights issues, takeovers, and listing obligations.">Liaise with regulators, legal counsel, and merchant banking teams to address any compliance queries or concerns.">Facilitate due diligence, drafting offer documents, and coordination with relevant stakeholders.">">

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  • Extensive experience in Merchant Banking/Capital Markets with a strong background in Company Secretarial work.">
  • Comprehensive knowledge of SEBI regulations, corporate laws, and compliance requirements.">
  • Excellent analytical, problem-solving, and communication skills.">
  • Ability to work effectively in a team environment and foster strong relationships with internal and external stakeholders.">
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As a Senior Compliance Officer, you will have the chance to develop your skills and expertise while working on challenging projects and collaborating with experienced professionals.

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The ideal candidate will possess a strong passion for compliance and regulatory affairs, excellent interpersonal skills, and the ability to adapt to changing priorities and deadlines.

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