Banking Regulatory Specialist

12 hours ago


Varanasi, Uttar Pradesh, India beBeeRegulatory Full time ₹ 1,50,00,000 - ₹ 2,00,00,000

Key Responsibilities:

  • Perform comprehensive product audits and compliance checks to ensure adherence to regulatory standards.
  • Monitor daily regulatory compliance requirements.
  • Develop internal control frameworks for banking products.
  • Implement and track regulatory circulars, with a focus on Know Your Customer (KYC) guidelines.
  • Prepare and submit regulatory reports according to jurisdictional guidelines.
  • Validate and reconcile data sources used for regulatory reporting, ensuring accuracy and completeness.
  • Conduct periodic reviews to ensure customer onboarding and lifecycle management processes align with regulatory standards.
  • Collaborate with internal teams, including Finance, Risk, and Compliance, to gather data and ensure accuracy in reports.
  • Maintain documentation and audit trails for all submissions.
  • Support data submissions to compliance internal audit teams and regulators.

Requirements:

  • Must have working experience in banks for KYC/AML Onboarding and Management of Control tasks, such as Name Screening, Risk Profile based Customer CDD/EDD, Consequence Management, and process enhancement.
  • Graduate/Post-Graduate with understanding of KYC guidelines, Analysis Skills, and proficiency in MS Office & SQL.


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