
Banking Regulatory Specialist
12 hours ago
Key Responsibilities:
- Perform comprehensive product audits and compliance checks to ensure adherence to regulatory standards.
- Monitor daily regulatory compliance requirements.
- Develop internal control frameworks for banking products.
- Implement and track regulatory circulars, with a focus on Know Your Customer (KYC) guidelines.
- Prepare and submit regulatory reports according to jurisdictional guidelines.
- Validate and reconcile data sources used for regulatory reporting, ensuring accuracy and completeness.
- Conduct periodic reviews to ensure customer onboarding and lifecycle management processes align with regulatory standards.
- Collaborate with internal teams, including Finance, Risk, and Compliance, to gather data and ensure accuracy in reports.
- Maintain documentation and audit trails for all submissions.
- Support data submissions to compliance internal audit teams and regulators.
Requirements:
- Must have working experience in banks for KYC/AML Onboarding and Management of Control tasks, such as Name Screening, Risk Profile based Customer CDD/EDD, Consequence Management, and process enhancement.
- Graduate/Post-Graduate with understanding of KYC guidelines, Analysis Skills, and proficiency in MS Office & SQL.
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