
Senior Regulatory Compliance Specialist
1 week ago
Compliance is a vital function that plays a critical role in ensuring the integrity of our operations. As a key member of our team, you will be responsible for maintaining ongoing compliance with regulatory requirements.
- Monitor and coordinate with regulators to ensure compliance and respond to queries related to PMS and AIF.
- Prepare and submit required filings and reports to regulatory authorities on a timely basis.
- Review and update policies and procedures to ensure alignment with regulatory requirements.
Key Responsibilities:
- Liaise with internal auditors and statutory auditors to ensure effective inspections.
- Interact with external parties to facilitate regulatory requirements and routine filings.
- Monitor changes in regulatory requirements to ensure our practices remain up-to-date and compliant.
Required Skills:
- Excellent MS Office skills
- Strong communication skills in English
- Graduate/Post Graduate degree in Law preferred
Experience:
Min. 3-5 years of experience handling compliance functions in allied industries (AIF/PMS)
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