Senior Compliance Specialist
10 hours ago
we're currently looking for an Senior Compliance Analyst/ Team Lead/AM/Manager and I think you could be a good fit. We are looking for 5+ years of experience in Compliance - Code of Ethics, I'd like to tell you a little more about this position and learn a few things about you as well. Are you available for a quick call? If so, I'd be happy to set up a call. I'm also happy to coordinate or answer any questions you may have via LinkedIn if you prefer.
Shift Timings: 2;00 PM IST to 11:00 PM IST and 6:00 PM IST to 3:00 AM IST
Job Title: Senior Compliance Analyst/ Team Lead/AM/Manager
Location: Remote
Job Overview:
We are seeking a detail-oriented and proactive Senior Compliance Analyst/ Team Lead/AM/Manager to join our team. The successful candidate will play a critical role in ensuring that the firm's trading activities and internal practices comply with regulatory standards and internal policies. The ideal candidate will have an understanding of financial products and compliance best practices. This role requires someone with excellent analytical skills, attention to detail, and the ability to collaborate across departments to maintain the highest standards of corporate governance and ethics.
Key Responsibilities:
Employee Trading Compliance: Conduct thorough reviews of employee trading activities, ensuring strict adherence to regulatory requirements, watchlists, and restricted lists in accordance with both external and internal compliance protocols. Trade Preclearance Oversight: Enforce a robust trade preclearance process, meticulously reviewing and approving employee trade requests prior to execution to ensure alignment with regulatory guidelines and the firm's internal trading policies. This includes assessing potential conflicts of interest, ensuring compliance with restricted lists, and mitigating any risks associated with the misuse of Material Non-Public Information (MNPI), thereby safeguarding the integrity of the firm's trading practices and maintaining regulatory compliance. Broker and-
Risk and Compliance Specialist
1 week ago
India beBeeCompliance Full time ₹ 15,00,000 - ₹ 20,00,000Risk and Compliance Specialist RoleWe are seeking a skilled Risk and Compliance Specialist to join our team. As a key member, you will play a critical role in ensuring the robustness of our risk and compliance function.This position involves working closely with the Senior Risk Manager to identify and mitigate potential risks. Your responsibilities will...
-
Senior Security Compliance Specialist
2 days ago
India Akamai Full time US$ 90,000 - US$ 1,20,000 per yearDo you relish the prospect of working with cutting-edge web security platforms?Would you enjoy translating security compliance into business and product requirements?Join our global InfoSec Security Compliance TeamAkamai's InfoSec Team protects infrastructure and promotes security practices. The Security Compliance team collaborates across departments to...
-
Senior Compliance Specialist
6 days ago
Remote, India beBeeCompliance Full time US$ 1,44,000 - US$ 1,92,000Job DescriptionAs a senior compliance professional, you will play a pivotal role in shaping the company's compliance strategy and ensuring the effective implementation of controls and mitigation plans.The position reports to the head of compliance risk for the India team and joins our growing governance, risk, and compliance department. You will collaborate...
-
Lead Regional Compliance Specialist
1 day ago
India Securitas Group Full timeJob title: Lead Regional Compliance Specialist - APAC Location : India – open to Chennai/Hyderabad/Pune About our team We are a dynamic, dedicated team that provides management and support for a global guarding services account that spans across 30+ countries. Our client is an industry-leading datacenter organization, and we pride ourselves in...
-
Senior Financial Compliance Specialist
7 days ago
India beBeeCompliance Full time ₹ 87,95,000 - ₹ 1,24,72,500Job Opportunity: Senior AssociateWe are seeking a highly skilled Senior Associate to join our organisation. The successful candidate will be responsible for ensuring compliance with financial regulations across the organisation, including managing submissions of client money and asset returns.Key Responsibilities:Manage and oversee client money and asset...
-
Senior Compliance Officer
6 days ago
India beBeeCompliance Full time US$ 8,00,000 - US$ 15,00,000Lead Regional Compliance Specialist RoleThe ideal candidate for this role will have a strong understanding of compliance regulations and be able to effectively manage a team to ensure adherence to established procedures and policies.Key Responsibilities:Manage a geographically distributed team of Regional Compliance Specialists.Conduct audits and evaluations...
-
Tax Compliance Specialist
6 days ago
India beBeeTax Full time ₹ 14,99,999 - ₹ 24,99,999Tax Compliance Specialist RoleWe are seeking a Tax Compliance Specialist to support all aspects of foreign tax reporting and compliance, including process simplification, coordinating with various stakeholders and preparing various compliance deliverables for managers review.Prepare local tax provisions under US GAAP, IFRS/Local GAAP, including current and...
-
Senior Associate Compliance Risk Specialist
6 days ago
India beBeeCompliance Full time ₹ 15,00,000 - ₹ 25,00,000Job OverviewA highly skilled Senior Associate Compliance Risk Services professional is sought to assist in conducting Compliance Quality Assessment Reviews and supporting Managers in identifying areas for improvement and implementing corrective actions.
-
Senior Associate
1 week ago
India beBeeRegulatory Full time US$ 8,00,000 - US$ 12,50,000Job OpportunityWe are seeking a Senior Associate to join our Compliance Risk Services team. The ideal candidate will have experience in compliance and risk assessment, with a strong understanding of regulatory requirements.Key Responsibilities:Conduct thorough risk assessments to identify potential compliance issues.Analyze complex regulatory requirements...
-
India Securitas Group Full timeJob title: Lead Regional Compliance Specialist - APACLocation: India – open to Chennai/Hyderabad/PuneAbout our teamWe are a dynamic, dedicated team that provides management and support for a global guarding services account that spans across 30+ countries. Our client is an industry-leading datacenter organization, and we pride ourselves in delivering...
