Senior Financial Compliance Specialist

7 hours ago


India beBeeCompliance Full time ₹ 87,95,000 - ₹ 1,24,72,500
Job Opportunity: Senior Associate

We are seeking a highly skilled Senior Associate to join our organisation. The successful candidate will be responsible for ensuring compliance with financial regulations across the organisation, including managing submissions of client money and asset returns.


Key Responsibilities:
  • Manage and oversee client money and asset submissions to regulatory bodies.
  • Collaborate with stakeholders to implement effective risk management strategies.
  • Develop and maintain comprehensive documentation related to financial regulations, including policies and governance documents.
  • Identify potential risks and develop appropriate controls to mitigate these risks.
  • Support and manage internal and external compliance reviews, with a focus on regulatory compliance.

Requirements:
  • Minimum 3 years of experience in operations and governance.
  • Bachelor's degree in finance, accounting or a related field from a reputable institution.
  • Excellent proficiency in MS Office, including Word, Excel, PowerPoint and Power BI.
  • Strong analytical and problem-solving skills, with attention to detail.
  • Ability to work independently and as part of a team, with excellent communication and presentation skills.


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