Compliance Risk Manager

16 hours ago

Jamnagar, Gujarat, India beBeeSurveillance Full time ₹ 17,50,000 - ₹ 25,00,000
Surveillance Specialist Job Description

This role involves reviewing and closing electronic and audio communication alerts for the EMEA region.

Main Responsibilities:
  • Providing support in conducting reviews of electronic communications, analyzing alerts generated from automated systems to detect potential violations of company policies and applicable rules, and escalating to the appropriate department when necessary.
  • Performing audio surveillance by listening to voice communications of recorded employees to detect potential violations of company policies, applicable rules, and regulations, escalating to the appropriate department when necessary.
  • Closing alerts properly, documenting rationales with accurate, complete, and organized written commentary for audit trail purposes.
  • Adhering to written operating procedures for each review task, modifying procedures as needed and submitting them for approval.
  • Driving the enhancement and improvement of the communication surveillance program from both effectiveness and efficiency perspectives, including communicating findings and recommendations to onshore teams and senior management.
Key Skills:
  • Bachelor's degree with 8-10 years' experience in Financial Services or Banking Compliance.
  • Good understanding of market abuse/conduct/compliance topics.
  • Expertise in Microsoft Office Suite (Excel, Access, PowerPoint, and Word).

The ideal candidate will demonstrate excellent written and verbal communication skills, attention to detail, strong analytical and problem-solving skills, ability to exercise sound judgment, and establish/maintain strong relationships across departments.

Why Choose Us?

We are an equal opportunities employer committed to providing a fair and inclusive workplace. We value diversity and encourage applications from candidates with different backgrounds and experiences.

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