Hiring For General Manager: Regulatory Compliance In Financial Services

Job Title: Regulatory Compliance SpecialistKey Responsibilities:Monitor and interpret changes in UK regulatory requirements, especially those issued by the FCA.Provide expert guidance on the implementation of regulatory changes impacting financial services products and services.Communicate detailed regulatory requirements to lines of business, validate...

About this RoleThis Compliance Analyst role involves working with electronic communications, regulatory standards and policies to ensure adherence.Review digital interactions and maintain compliance records.Confirm policy adherence and document escalations.Utilize a third-party system to review social media for compliance issues.Liaise with internal teams to...

About Us:We are a leading financial services organization seeking a detail-oriented and proactive Compliance Specialist to join our team.The role involves ensuring compliance with regulatory frameworks, conducting risk assessments, and assisting in audits.The ideal candidate should have a strong understanding of financial regulations, attention to detail,...

Job Title:Compliance Expert Job Description:We are seeking a highly motivated and detail-oriented Compliance Analyst to join our team. In this role, you will be responsible for ensuring all Registered Representatives adhere to regulatory standards and our compliance policies. Key Responsibilities:Review electronic communications sent and received by...

Job Title: Financial Consultant">As a financial consultant, you will handle various tasks including accounting and advisory services related to TDS, GST, Income Tax, and ROC matters for diverse clients. Your role involves providing support in managing multiple assignments independently.The ideal candidate should possess strong knowledge of financial data...

Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service,...

Regulatory Engineer Job Description">The team developing industry-leading X-ray generation subsystems is looking for highly motivated regulatory engineers to join them in ensuring compliance and availability of these subsystems for CT scanners to all the global markets of interest.As a Regulatory Engineer, you will be working on compliance activities for...

Capgemini is looking for a skilled Business Analyst specializing in General Insurance Regulatory Finance and Accounting for a Leading Global Insurance Carrier We are seeking a highly skilled and detail-oriented Business Analyst with deep expertise in insurance finance regulatory compliance and accounting standards This role will support strategic...

We are hiring for Senior Analyst/Associate Process Manager (6-10 years) professionals who have relevant experience into Trade transaction and Regulatory Reporting.** Experience in any of the following MiFiD/ SFTR/ EMIR/ DTCC/ Basel/ UnaVista/ Regis-TR would be an added advantage.Responsibilities-Lead, mentor, and develop a high-performing team of regulatory...

We are hiring for Senior Analyst/Associate Process Manager (6-10 years) professionals who have relevant experience into Trade transaction and Regulatory Reporting. ** Experience in any of the following MiFiD/ SFTR/ EMIR/ DTCC/ Basel/ UnaVista/ Regis-TR would be an added advantage. Responsibilities- Lead, mentor, and develop a high-performing team of...