
Regulatory Manager
3 weeks ago
We are hiring for Senior Analyst/Associate Process Manager (6-10 years) professionals who have relevant experience into Trade transaction and Regulatory Reporting.
** Experience in any of the following MiFiD/ SFTR/ EMIR/ DTCC/ Basel/ UnaVista/ Regis-TR would be an added advantage.
Responsibilities-
- Lead, mentor, and develop a high-performing team of regulatory reporting professionals.
- Define, monitor, and review individual and team KRAs (Key Result Areas) aligned with departmental and organizational objectives.
- Conduct regular performance reviews, provide coaching, and identify training needs
- Oversee daily regulatory reporting processes (submissions, exception management, reconciliations, static data updates)
- Ensure accuracy, timeliness, and completeness of reporting across EMIR, SFTR, and other regulations (MiFID II, DMO Reporting, REMIT, Commodities Position Reporting, etc.)
- Drive root cause analysis and issue resolution for reporting breaks, escalations, and process gaps
- Ensure procedures, controls, and governance frameworks are consistently applied
- Act as primary point of contact for internal stakeholders (Front Office, Operations, Compliance, Risk, Technology, Change Management)
- Manage external counterparty and client relationships, addressing reporting queries and ensuring service excellence
- Prepare and deliver Management Information (MIS), dashboards, and KPI reporting to senior management
- Monitor operational metrics and proactively identify areas for efficiency and automation
- Lead governance and control initiatives, ensuring regulatory compliance and readiness for audits/regulatory inspections
- Drive process enhancements and contribute to strategic change initiatives.
Candidates with relevant experience can share their CV on below mail-
Email: Dhanashree.Teli.C@eclerx.com
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