Current jobs related to Investigations and Compliance Specialist - Mumbai, Maharashtra - Citigroup


  • Mumbai, Maharashtra, India RightMatch HR Services Pvt. Ltd. Full time

    **Job Overview:**We are seeking a highly skilled IT Compliance and Risk Management Specialist to join our team at RightMatch HR Services Pvt. Ltd. As an IT Compliance and Risk Management Specialist, you will be responsible for ensuring that our IT systems and processes comply with relevant regulations, standards, and internal policies.**Key...


  • Mumbai, Maharashtra, India DBS Bank Full time

    Senior Associate, Mule Investigations, Legal, Compliance & Secretariat-(WD71428) Business Function: Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we...


  • Mumbai, Maharashtra, India DBS Bank Full time

    Senior Associate, Mule Investigations, Legal, Compliance & Secretariat-(WD72116) Business Function: Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we...


  • Mumbai, Maharashtra, India DBS Bank Full time

    Senior Associate, Mule Investigations, Legal, Compliance & Secretariat-(WD72116) Business Function: Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we...


  • Mumbai, Maharashtra, India BHIVE Workspace Full time

    About the Role As a Compliance Specialist at BHIVE Group, you will play a pivotal role in enhancing our compliance framework to support future debt and equity listings. This involves ensuring adherence to applicable SEBI regulations, Companies Act, listing guidelines, and industry standards. Main Responsibilities:Regulatory ComplianceEvaluate and ensure...


  • Mumbai, Maharashtra, India Deutsche Bank Full time

    Job Overview:Deutsche Bank is seeking an experienced Transaction Monitoring Investigations Officer to join our team. In this role, you will play a critical part in identifying and mitigating financial crime risks, working closely with colleagues across the organization to ensure compliance with regulatory requirements.Your primary responsibilities will...

  • Compliance Specialist

    2 weeks ago


    Mumbai, Maharashtra, India Smith & Nephew Full time

    Role Compliance SpecialistLocation MumbaiLife Unlimited At Smith Nephew we design and manufacture technology that takes the limits off living Are you interested in Compliance portfolio Then this is the role you should apply We are seeking for a compliance Specialist as the role supports implementation of global policies and other procedures across the...


  • Mumbai, Maharashtra, India BRISKPE Full time

    BRISKPE is a Mumbai-based cross-border payments platform. The company's mission is to equip Indian MSMEs and freelancers with the tools and resources needed to conquer the global market. BRISKPE blends regulatory expertise, technological innovation, and a commitment to empower Indian exporters and freelancers. The platform transforms each payment into a...


  • Mumbai, Maharashtra, India idfc first bank Full time

    Job Title:Transaction Monitoring Compliance SpecialistAbout the Role:The successful candidate will be responsible for monitoring fund transfers and identifying suspicious activity. The role involves creating Suspicious Transaction Reports, summaries and presentations for senior management to inform strategic decisions.Key Responsibilities:Investigate...


  • Mumbai, Maharashtra, India DBS Bank Full time

    Senior Associate, Fraud Investigations, Legal, Compliance & Secretariat-(WD69707) Business Function Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because...


  • Mumbai, Maharashtra, India Trimble Inc. Full time

    Job DescriptionJob Title: License Compliance SpecialistLocations: Mumbai/Pune/GurugramThe Trimble License Compliance program ensures our customers maximize productivity and receive the full value from their software investment.What You Will DoThe License Compliance Executive is responsible for finding, validating, and closing license compliance opportunities...


  • Mumbai, Maharashtra, India Meril Full time

    Job OverviewMeril is a leading organization in the field of compliance, and we are seeking an experienced Compliance Specialist to join our team. This role involves ensuring that our operations comply with relevant regulations and laws.About YouWe are looking for a professional with 3-4 years of experience in HCP/HCO compliance or a similar field. Your...


  • Mumbai, Maharashtra, India Meril Full time

    Job SummaryMeril is a leading organization in the field of compliance, and we are seeking an experienced Compliance Specialist to join our team. This role involves ensuring that our operations comply with relevant regulations and laws.About the RoleWe are looking for a professional with 3-4 years of experience in HCP/HCO compliance or a similar field. Your...


  • Mumbai, Maharashtra, India Nuvama Group Full time

    Key ResponsibilitiesIn this role, you will be responsible for handling regulatory investor grievances, downloading complaints, and forwarding them to the CXO team for resolution. You will maintain a database for various grievance matters and cases, coordinating with the CXO team and stakeholders as well as regulators. Additionally, you will file ATR within...


  • Mumbai, Maharashtra, India Nuvama Group Full time

    Join Nuvama Group as a Compliance and Regulatory Specialist where you will play a pivotal role in ensuring seamless investor grievance resolution and regulatory compliance. In this dynamic position, you will be responsible for handling regulatory investor grievances, maintaining databases, coordinating with CXO teams, and filing ATRs within stipulated...


  • Mumbai, Maharashtra, India Nextyn Full time

    **Job Overview**Nextyn is seeking a meticulous and proactive Compliance Associate to join its team in Mumbai. The ideal candidate will have 1-2 years of experience in compliance within the expert network industry.This role is crucial in ensuring that both Nextyn and its clients are protected from sharing of Material Non-Public Information (MNPI).**Key...


  • Navi Mumbai, Maharashtra, India ICICIDirect Full time

    Job Profile:We are looking for a Stock Broking Compliance Officer who can ensure that our business operations are in compliance with regulatory requirements. The ideal candidate will have strong analytical skills and the ability to assess changes in regulations.Key Responsibilities:Compliance Audits: Conduct regular audits to identify potential compliance...


  • Mumbai, Maharashtra, India Nuvama Group Full time

    Job Summary: We are seeking a highly skilled Compliance and Grievance Resolution Specialist to join our team at Nuvama Group. As an Investor Relations Manager - Regulatory Compliance, you will be responsible for handling investor grievances, coordinating with regulators, and ensuring compliance with regulatory requirements.About the Role:Handling Regulatory...


  • Mumbai, Maharashtra, India Nextyn Full time

    Role Summary:We are looking for a detail-oriented and proactive Compliance Associate to join our team in Mumbai. The successful candidate will have 1-2 years of experience in compliance within the expert network industry and a strong understanding of confidentiality and MNPI.The ideal candidate will have excellent communication and interpersonal skills, be...


  • Mumbai, Maharashtra, India Deutsche Bank Full time

    Job Description**Position Overview**The Transaction Monitoring Investigator plays a crucial role in supporting and managing handling of alerts and cases, as well as conducting AML investigations. Key responsibilities include executing AML Transaction Monitoring Investigations for assigned businesses and jurisdictions, performing autonomous reviews and...

Investigations and Compliance Specialist

1 week ago


Mumbai, Maharashtra, India Citigroup Full time
Job Description
The Investigations and Compliance Specialist will be responsible for conducting complex investigations into HR-related concerns and providing recommendations for resolution. This role requires strong analytical and problem-solving skills, as well as excellent communication and interpersonal skills.

Key Responsibilities:
- Conduct independent investigations into HR-related concerns.
- Collaborate with internal stakeholders to develop and implement effective HR policies and procedures.
- Provide guidance and support to employees and managers on HR-related matters.
- Analyze trends and identify areas for improvement in employee relations and compliance.

Qualifications:
- At least four years of experience in HR or a related field.
- Extensive investigation experience.
- Knowledge of employment laws and regulations.
- Ability to build solid relationships at all levels and influence collaborative outcomes.