Financial Operations Specialist

2 days ago


Shimoga, Karnataka, India beBeeAuditor Full time ₹ 20,00,000 - ₹ 25,00,000
Job Title:

Brokerage Auditor

Hiring Summary:

We are seeking a skilled auditor to assume a key role in our financial operations team. The ideal candidate will be responsible for ensuring the accuracy and integrity of our broking activities.

Key Responsibilities:
  • Perform audits on brokerage operations to verify adherence to regulatory requirements.
  • Analyze trading practices, client interactions, and financial reporting to identify discrepancies or issues.
  • Audit detailed brokerage activities, including trading practices, client transactions, and account management.
  • Evaluate the effectiveness of internal controls and risk management processes related to brokerage operations.
  • Ensure that brokerage operations adhere to relevant regulations and industry standards.
  • Monitor changes in regulatory requirements and update audit practices accordingly.
Additional Requirements:
  • Analyze transaction records, trade confirmations, and client communications to identify discrepancies.
  • Verify the accuracy and integrity of financial reporting related to brokerage activities.
  • Assess the design and effectiveness of internal controls implemented in brokerage processes.
  • Identify control weaknesses or gaps and recommend improvements.


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