Regulatory Reporting Assurance Lead

3 weeks ago

Hyderabad, Telangana, India State Street Full time

We are seeking a seasoned Regulatory Reporting Assurance professional to join our team at State Street, where you will play a critical role in ensuring the effectiveness of our regulatory reporting processes.



Key Responsibilities


  • Design and deliver annual risk-based plans to assess the effectiveness of our First Line of Defense, and serve as an increasing basis of reliance for the Third Line of Defense and external auditors.
  • Develop and communicate opinions on the effectiveness of First Line of Defense activities, escalating issues as appropriate.
  • Drive activities and reviews to meet regulatory requirements for a management assurance function.
  • Engage key business partners to facilitate completion of assigned deliverables and explain results.
  • Lead the identification and risk assessment of issues; draft recommendations and liaise with business units to remediate risks, findings, and gaps identified during the validation process.
  • Manage the local team: review and provide feedback on team deliverables; recruit, retain, and develop individuals.
  • Provide credible challenge to management to drive compliance with regulatory and policy requirements.
  • Support executive management and the board by reporting on the effectiveness of key financial and regulatory processes.
  • Use appropriate data analytic and statistical tools and techniques to analyze a variety of data sources; use technology to help drive enhancement in assurance review testing and reporting workflow.


Job Requirements


  • Bachelor's Degree in Accounting, Chartered Accountant (CA), and/or Certified Public Accountant (CPA).
  • 14-15 years of progressive auditing experience; preferably in the financial services industry and/or Big 4.
  • Certified Internal Auditor (CIA) / Chartered Financial Analyst (CFA) certification or candidate is a plus.
  • Familiarity with FRB regulations and SEC requirements associated with the Financial Services Industry.
  • Experience with building analysis solutions and using analytics / BI packages desirable (e.g., Tableau, ACL, Business Objects, SAS, MicroStrategy, Spotfire, QlikView).


Skills/Knowledge


  • Strong knowledge of Liquidity reporting, which includes FR 2052a, NSFR, etc.
  • Deep understanding and appreciation of the internal control environment.
  • Knowledge of banking products and services, especially loans, deposits, securities, and derivatives.
  • Auditing skills and experience in the review and interpretation of regulatory requirements.
  • Knowledge of the other key regulatory reports submitted to the FRB and European regulators (included but not limited to the FR Y-14Q, FR Y-14A, FR Y-9C, FR Y-15, FR 2052a, FFIEC 101, FFIEC 102, FFIEC 031, FINREP, COREP, etc.).
  • Exceptional analytical and critical thinking abilities; able to develop and convey a point of view.
  • Strong oral and written communication skills; ability to effectively challenge and influence.
  • Demonstrated leadership capabilities with solid interpersonal skills and the ability to work collaboratively across all organizational tiers. A strong customer service mindset is a must.
  • Proactive and a goal-oriented strategic thinker with the ability to identify creative solutions.
  • Demonstrated ability to manage workloads and prioritize deliverables; ability to be flexible.
  • Strong attention to detail and accuracy.
  • Ability to multi-task and take on a challenging workload and assignments.
  • Ability to be proactive with minimal direction, ability to work independently and meet deadlines.
  • Ability to thrive in a team environment, working collaboratively with others.
  • Inquisitive and curious about business and functions, strong desire to learn.
  • High energy and positive attitude.
  • Professionalism, dependability, integrity, and trustworthiness combined with a cooperative attitude.


About Us

We are State Street, a leading financial services company with a rich history of innovation and excellence. Our mission is to help our clients achieve their financial goals, and we are committed to delivering exceptional service and value to our customers.



Original Language Code: en

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