Senior Broking Compliance Specialist

3 days ago

Hyderabad, Telangana, India beBeeAuditor Full time ₹ 10,00,000 - ₹ 15,00,000

Job Summary:

As a Broking Auditor, you will be responsible for conducting thorough audits on broking operations to ensure compliance with regulatory requirements. This role requires strong analytical skills, attention to detail, and the ability to identify potential discrepancies or issues. If you have excellent audit skills, strong communication, and problem-solving abilities, this could be an exciting opportunity for you.

Key Responsibilities:

  • Conduct regular audits of broking activities, including trading practices, client transactions, and account management.
  • Analyze financial reporting related to broking activities to verify accuracy and integrity.
  • Evaluate the effectiveness of internal controls and risk management processes related to broking operations.
  • Monitor changes in regulatory requirements and update audit practices accordingly.
  • Identify control weaknesses or gaps and recommend improvements to enhance operational efficiency and compliance.

Required Skills:

  • Excellent auditing skills
  • Strong analytical and problem-solving abilities
  • Attention to detail and organizational skills
  • Effective communication and interpersonal skills
  • Ability to work under pressure and meet deadlines

What We Offer:

  • A challenging and rewarding career opportunity
  • Ongoing training and professional development
  • A collaborative and supportive work environment
  • Competitive salary and benefits package

We are committed to creating a diverse and inclusive workplace. All qualified applicants are encouraged to apply. Please submit your resume and cover letter to our online application system. We look forward to hearing from you

  • Senior Specialist, Trade Compliance

    5 days ago

    Hyderabad, Telangana, India Celanese Full time

    Job DescriptionJob OverviewCelanese seeks a Senior Specialist, Global Trade Compliance to launch our trade compliance strategy with unmatched expertise and digital sophistication. The Specialist will master free trade agreements, origin management, tariff classification, and customs valuation while driving advanced analytics through SAP, Excel, and...

  • Senior Risk and Compliance Specialist

    1 week ago

    Hyderabad, Telangana, India beBeeRisk Full time ₹ 15,00,000 - ₹ 32,00,000

    Job SummarySenior Specialists are sought to execute risk and compliance processes, operational tasks, and business partnering with sub-functions.Manage information risk and compliance status to reduce critical audit findings for a subset of a function or technology.Assess the level of maturity of controls in projects and operations.Evaluate applications and...

  • PCG Advisor Senior

    3 days ago

    Hyderabad, Telangana, India Dreams Solution Full time ₹ 8,00,000 - ₹ 12,00,000 per year

    Job Profile- PCG Advisor SeniorLocation-HyderabadJob PurposeResponsible to Brokerage generation primarily through advising HNI clientson their Equity & Derivative portfolio.New client acquisition for Broking , Investment products PMS/MF/Fixed Income and Insurance on as per assigned targetsKey Deliverables 1. Ensure timely advice to customers for Equity and...

  • Senior Marketing Compliance Specialist

    2 days ago

    Hyderabad, Telangana, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,50,00,000

    Job Title: Senior Marketing Compliance SpecialistThe successful candidate will be responsible for reviewing marketing communications and presentations to ensure compliance with relevant regulatory rules and guidelines.Key Responsibilities:Review and analyze marketing communications across all media types, ensuring domestic and international use aligns with...

  • Senior Financial Compliance Specialist

    1 week ago

    Hyderabad, Telangana, India beBeeCompliance Full time ₹ 14,39,861 - ₹ 21,99,427

    Job Title: Senior Financial Compliance SpecialistThe primary responsibility of this role is to ensure the accurate and efficient verification of corporate clients' identities.Verify client identity through a combination of documentation, interviews, and network analysis.Conduct thorough risk assessments to identify potential areas of concern.Maintain...

  • Regulatory Compliance Specialist

    5 days ago

    Hyderabad, Telangana, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 20,00,000

    Regulatory Compliance SpecialistWe are seeking a highly skilled Regulatory Compliance Specialist to join our team. This individual will be responsible for ensuring that our IT systems comply with regulatory requirements and industry best practices.About the RoleJob Summary: The Regulatory Compliance Specialist will work closely with various stakeholders to...

  • Regulatory Compliance Specialist

    6 days ago

    Hyderabad, Telangana, India beBeeCompliance Full time ₹ 18,00,000 - ₹ 20,45,000

    Regulatory Compliance Specialist Job Description   Timely Adherence to Regulatory Requirements.AML Transaction Monitoring and Risk Assessment.Compliance Reviews and Departmental Oversight.Regulatory Body Communications and Liaison.MIS Dashboard Preparation for Senior Management.Key Skills and Qualifications:Strong understanding of regulatory...

  • Quality Compliance Specialist

    1 week ago

    Hyderabad, Telangana, India beBeeCompliance Full time ₹ 8,30,439 - ₹ 10,94,973

    Job Title: Quality Compliance Specialist">We are seeking a skilled Quality Compliance Specialist to join our team. In this role, you will be responsible for owning and implementing the end-to-end global complaint process and management system, ensuring appropriate business connections across the organization. ">The focus of this position is on assuring...

  • Senior Regulatory Compliance Specialist

    3 days ago

    Hyderabad, Telangana, India beBeeRegulatory Full time ₹ 25,00,000 - ₹ 30,00,000

    Job Title:Senior Regulatory Compliance SpecialistKey ResponsibilitiesManage regulatory intelligence on domestic and export food labelling regulations across multiple markets (EU, US, UK, GCC, Canada, APAC, SE Asia, Latin America).Monitor, analyze and interpret global regulatory updates and translate them into actionable implications for food...

  • Senior Legal Compliance Specialist

    6 days ago

    Hyderabad, Telangana, India beBeeCompliance Full time ₹ 80,00,000 - ₹ 1,20,00,000

    Immersive Detail-Oriented RoleAbout the PositionA unique chance to be the cornerstone of legal integrity and precision, providing comprehensive legal support to ensure compliance and manage risk within the supply chain through thorough auditing and documentation.Main Responsibilities:Contract Compliance Expert: Identify, document, and communicate client...