Senior Marketing Compliance Specialist

3 days ago


Hyderabad, Telangana, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,50,00,000
Job Title: Senior Marketing Compliance Specialist

The successful candidate will be responsible for reviewing marketing communications and presentations to ensure compliance with relevant regulatory rules and guidelines.

Key Responsibilities:

  • Review and analyze marketing communications across all media types, ensuring domestic and international use aligns with regulatory standards
  • Collaborate with business partners to advise on content standards and provide guidance on U.S. and international marketing regulations
  • Develop a strong understanding of FINRA advertising rules and the SEC's new marketing rule

Requirements:

  • Bachelor's Degree and 6+ years of relevant compliance experience
  • Solid understanding of the securities industry and related regulatory requirements
  • Prior marketing compliance experience, supervisory experience, and current FINRA Series 7 and Series 24 licenses

Preferred Skills:

  • Excellent interpersonal and organizational skills
  • Strong written and verbal communication and presentation skills
  • Ability to comprehend complex regulations and apply to practical use cases

This role requires a strong attention to detail, excellent judgment, and the ability to maintain strict confidentiality. The ideal candidate will be a team player with the ability to pitch in as needed and continually improve processes by researching and implementing best practices.


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