Compliance Business Lead

1 week ago


Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,50,00,000
Compliance Leadership Role

This senior leadership position is responsible for overseeing and managing the compliance function across Portfolio Management Services (PMS) and Alternative Investment Funds (AIF).

As a strategic business partner, you will lead cross-functional teams to develop and implement effective compliance frameworks, operating procedures, and control environments.

Key Responsibilities:
  • Develop and maintain comprehensive knowledge of regulatory requirements, circulars, and amendments applicable to PMS and AIF.
  • Manage the timely and accurate filing of reports and disclosures to regulatory bodies, custodians, and other authorities.
  • Review and enhance internal compliance manuals, operating procedures, and control frameworks in alignment with regulatory guidelines.
  • Coordinate SEBI inspections, internal audits, and compliance reviews to ensure adherence to regulatory requirements.
  • Supervise and monitor compliance of KYC/AML procedures, client agreements, and onboarding documentation.
  • Identify and mitigate regulatory and operational compliance risks associated with PMS and AIF.

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