
Compliance Lead
1 week ago
JobDescription
OBJECTIVE OF THE ROLE
To ensure Returns filing compliances by way of timely submission after quality verification of IRDAI returns and review of advertisements
KEY RESPONSIBILITIES
Weightage
Ensuring Filing of Regulatory Returns with the Authorities on/before time
Maintenance of Regulatory filing calendar upto date
Conducting quality verification checks and ensuring correction of identified errors before filing or regulatory returns
Setting of processes of data receipt from depts and controls put in place to ensure quality of data for filing
Preparation of analytical MIS for above activities and presentation to the management.
Maintenance of records
Attending to audits
3
0%
Review of advertisements, Communications
Ensuring Filing of advertisements with the Authorities on/before time
Maintenance of Advertisement Register and Communication Register
Setting of processes of data receipt from depts and controls put in place to ensure quality of data for filing
Preparation of analytical MIS for above activities and presentation to the management.
Maintenance of records
Attending to audits
1
0%
Ensuring AML and IRDA Compliance through compliance checks and monitoring the business based on parameters
Filing of Regulatory Returns with the Authorities
Ensuring implementation of Board approved Policy and processes
AML mail box - Resolving queries of various department on AML aspects
Preparation of analytical MIS for above activities and presentation to the management.
Maintenance of AML correspondence
Attending to audits
30 %
Release of Circulars and ensuring implementation of actionables in time
Maintenance of register and documentation of actionables
Release of compliance self certification and assisting in board documents
Verifcation of compliance self certifications and releasing the observations
30%
INTERACTIONS
Internal Relations All teams
External RelationsRegulators
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