VP - AIF & PMS Compliance Officer - Portfolio Management Services

4 weeks ago


Ahmedabad, Gujarat, India STEPHEAD ADVISORS PRIVATE LIMITED Full time

Job Summary

The Compliance Officer - AIF & PMS Portfolio Management will be responsible for managing and overseeing all compliance functions related to Alternative Investment Funds (AIF) and Portfolio Management Services (PMS) in accordance with SEBI regulations.

Key Responsibilities:

  • Ensure compliance with SEBI regulations related to AIF and PMS.
  • Coordinate regulatory filings, documentation, and reporting requirements.
  • Develop and maintain internal compliance policies in line with current laws and regulations.
  • Liaise with regulatory authorities, auditors, and internal stakeholders for smooth operations.
  • Monitor investment restrictions, risk management policies, and fund-related compliance.
  • Conduct periodic compliance audits to ensure ongoing adherence to regulations.
  • Provide compliance training to staff and keep management informed about new regulations or changes.
  • Manage and mitigate potential compliance risks, ensuring the company's operations align with all legal requirements.

Qualifications:

  • Minimum 10 years of experience in AIF & PMS compliance with deep knowledge of SEBI regulations.
  • Must possess a CS degree.
  • Excellent understanding of investment management regulations.
  • Strong communication and leadership skills to interact with senior management and regulatory bodies.


  • Ahmedabad, Gujarat, India STEPHEAD ADVISORS PRIVATE LIMITED Full time

    Job Summary :The Senior Compliance Officer - AIF and PMS will be responsible for overseeing all compliance functions related to Alternative Investment Funds (AIF) and Portfolio Management Services (PMS) in accordance with SEBI regulations at STEPHEAD ADVISORS PRIVATE LIMITED.Key Responsibilities : Ensure compliance with SEBI regulations related to AIF...


  • Ahmedabad, Gujarat, India Kotak Alternate Asset Managers Limited Full time

    At Kotak Alternate Asset Managers Limited, we seek an experienced Compliance Specialist to lead our efforts in managing compliance activities for Alternative Investment Funds (AIFs). This role requires a deep understanding of SEBI regulations and the ability to maintain cordial relationships with internal and external stakeholders.Job Description:We are...

  • Compliance Officer

    4 weeks ago


    Ahmedabad, Gujarat, India Matrix Partners India Full time

    Job Title: Compliance Officer - GIFT CityAbout the Role:Z47 is a leading investment firm with a strong presence in India. We are seeking a seasoned Compliance Officer to join our team in GIFT City. As a key member of our team, you will be responsible for ensuring compliance with GIFT City IFSC and SEBI AIF regulations, as well as spearheading compliance and...


  • Ahmedabad, Gujarat, India Singularity AMC Full time

    About the Role:Singularity AMC is seeking a seasoned Investment Compliance Manager to join our team.The ideal candidate will have a strong background in AIF Industry compliance and legal matters, with a proven track record of ensuring SEBI reporting for AIFs and adherence to SEBI and RBI regulations.The successful candidate will be responsible for:Ensuring...


  • Ahmedabad, Gujarat, India Merito Full time

    Job Description for Compliance and Risk ManagerOur client is a leading mid-market investment bank with a strong presence in M&A, PE, Capital Markets, Institutional Equities, Wealth Management, Insurance Broking, and Portfolio Management Services.We pride ourselves on being a trusted investment bank that delivers exceptional advisory services to our clients,...


  • Ahmedabad, Gujarat, India Singularity AMC Full time

    **About the Role**Singularity AMC, a prominent player in the private equity landscape, seeks a highly skilled Industries Compliance Manager to join their team. As a key member, you will be responsible for ensuring seamless compliance with SEBI and RBI regulations across their AIF portfolio. With a strong background in law and compliance, you will play a...


  • Ahmedabad, Gujarat, India Singularity AMC Full time

    About the Role:Singularity AMC seeks a highly skilled Investment Compliance Specialist to join its team. The successful candidate will be responsible for ensuring that all AIFs (alternate investment funds) operated by the company are in compliance with SEBI regulations. This includes ensuring accurate and timely reporting, conducting legal due diligence, and...


  • Ahmedabad, Gujarat, India Singularity AMC Full time

    AIF Compliance and Legal ExpertiseSingularity AMC is seeking a highly qualified and experienced Compliance and Legal Specialist to join our team. As a Senior AIF Compliance Manager, you will be responsible for ensuring seamless SEBI reporting for AIFs, ensuring all compliances with regards to SEBI/RBI, and assisting in various audits.Responsibilities:Ensure...

  • Compliance Specialist

    3 weeks ago


    Ahmedabad, Gujarat, India Matrix Partners India Full time

    Compliance Officer RoleZ47, an investment firm with approximately $1.5 billion of committed capital in India, is seeking a Compliance Officer for its GIFT City office. This senior role involves ensuring compliance with GIFT City IFSCA and SEBI AIF regulations, as well as spearheading compliance and risk management activities.Key Responsibilities:Ensure...

  • Compliance Officer

    4 weeks ago


    Ahmedabad, Gujarat, India Matrix Partners India Full time

    Job Summary:Z47, an investment firm with approximately $1.5 billion of committed capital in India, is seeking a Compliance Officer for its GIFT City office. The ideal candidate will be a senior officer with financial literacy, capable of appreciating requirements for legal and regulatory compliance under IFSCA regulations.Key Responsibilities:Ensure...

  • Investment Manager

    2 days ago


    Ahmedabad, Gujarat, India Singularity AMC Full time

    Company OverviewSingularity AMC is a private equity firm that focuses on making investments in growth-stage companies. With a strong commitment to industry insights, technical mentorship, and access to key partners, Singularity differentiates itself in the rapidly changing startup ecosystem.Job DescriptionWe are seeking an experienced Investment Manager -...


  • Ahmedabad, Gujarat, India Wealthstreet Financial Services Pvt. Ltd. Full time

    As a Senior Business Development Manager at Wealthstreet Financial Services Pvt. Ltd., you will be responsible for driving direct sales of Demat accounts and retail accounts acquisition for equity, commodity, and currency.You will also focus on the sales of other wealth products like mutual funds, PMS & AIF, and generating revenue from third-party products...

  • Operations Manager

    1 month ago


    Ahmedabad, Gujarat, India Equirus Full time

    Job Role: PMS Operations ManagerResponsibilities:Oversee the overall activities of the FME, encompassing fund management, risk management, and other related tasks.Manage all operational activities of FME and Trust, ensuring seamless execution.Develop and release newsletters, presentations, and other marketing materials to promote the organization.Coordinate...


  • Ahmedabad, Gujarat, India Ananta Resource Management Full time

    Job Title: Financial Manager and Regulatory Compliance SpecialistLocation:Department: FinanceReports to: Operations ManagerJob Summary:The Financial Manager and Regulatory Compliance Specialist oversees the review of financial accounts and ensures adherence to regulatory standards for VAT, Customs, Corporate Tax, and other compliances.Key...

  • Branch Credit Manager

    3 weeks ago


    Ahmedabad, Gujarat, India SaplingsHR Full time

    About SaplingsHR: As a leading recruitment agency, we are committed to finding the best talent for our clients. Our team is dedicated to providing exceptional service and support to ensure the success of our candidates.Job Title: Branch Credit ManagerKey Role & Responsibilities:• Handle a team of Channel Managers• Train, motivate, and get productivity...


  • Ahmedabad, Gujarat, India Vivriti Asset Management Full time

    About the RoleThe Operations Delivery function is at the core of processing every customer's financial transaction. It links risk management and control processes to help protect the organization's assets and reputation. Our operations staff work closely with other divisions, as well as external clients, to facilitate smooth delivery of business and...


  • Ahmedabad, Gujarat, India Ananta Resource Management Full time

    Job DescriptionAnanta Resource Management seeks a skilled Financial Compliance and Accounting Specialist to oversee the review of financial accounts and ensure adherence to regulatory standards for VAT, Customs, Corporate Tax, and other compliances.This role involves coordinating and assisting with internal and external audits, ensuring timely resolution of...


  • Ahmedabad, Gujarat, India Wealthstreet Financial Services Pvt. Ltd. Full time

    Key Responsibilities:As a Business Development Manager at Wealthstreet Financial Services Pvt. Ltd., you will be responsible for direct sales of Demat accounts and retail accounts acquisition for equity, commodity, and currency.Additionally, you will be responsible for sales of other wealth products like Mutual Funds, PMS & AIF, and generating revenue from...


  • Ahmedabad, Gujarat, India Merito Full time

    Job OverviewA dynamic Dealmaker is sought after by Merito to join our esteemed team in Portfolio Management Services. The ideal candidate will have a proven track record of executing trades and managing client relationships with precision and poise.

  • Compliance Officer

    4 weeks ago


    Ahmedabad, Gujarat, India WorkQuest India Full time

    Job Title: Compliance Officer - Risk Management SpecialistAbout the Role:We are seeking a highly skilled Compliance Officer - Risk Management Specialist to join our team at WorkQuest India. As a key member of our compliance team, you will play a critical role in ensuring the company's adherence to regulatory requirements and industry standards.Key...