VP - AIF & PMS Compliance Officer - Portfolio Management Services
4 weeks ago
Job Summary
The Compliance Officer - AIF & PMS Portfolio Management will be responsible for managing and overseeing all compliance functions related to Alternative Investment Funds (AIF) and Portfolio Management Services (PMS) in accordance with SEBI regulations.
Key Responsibilities:
- Ensure compliance with SEBI regulations related to AIF and PMS.
- Coordinate regulatory filings, documentation, and reporting requirements.
- Develop and maintain internal compliance policies in line with current laws and regulations.
- Liaise with regulatory authorities, auditors, and internal stakeholders for smooth operations.
- Monitor investment restrictions, risk management policies, and fund-related compliance.
- Conduct periodic compliance audits to ensure ongoing adherence to regulations.
- Provide compliance training to staff and keep management informed about new regulations or changes.
- Manage and mitigate potential compliance risks, ensuring the company's operations align with all legal requirements.
Qualifications:
- Minimum 10 years of experience in AIF & PMS compliance with deep knowledge of SEBI regulations.
- Must possess a CS degree.
- Excellent understanding of investment management regulations.
- Strong communication and leadership skills to interact with senior management and regulatory bodies.
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