VP - AIF & PMS Compliance Expert
3 weeks ago
The Senior Compliance Officer - AIF and PMS will be responsible for overseeing all compliance functions related to Alternative Investment Funds (AIF) and Portfolio Management Services (PMS) in accordance with SEBI regulations at STEPHEAD ADVISORS PRIVATE LIMITED.
Key Responsibilities :
- Ensure compliance with SEBI regulations related to AIF (Alternative Investment Funds) and PMS (Portfolio Management Services).
- Develop and maintain internal compliance policies in line with current laws and regulations.
- Liaise with regulatory authorities, auditors, and internal stakeholders for smooth operations.
- Monitor investment restrictions, risk management policies, and fund-related compliance.
- Conduct periodic compliance audits to ensure ongoing adherence to regulations.
- Provide compliance training to staff and keep the management informed about any new regulations or changes.
- Manage and mitigate potential compliance risks, ensuring the company's operations align with all legal requirements.
Qualifications :
- Minimum 10 years of experience in AIF & PMS compliance, with deep knowledge of SEBI regulations.
- Must possess a CS (Company Secretary) degree.
- Excellent understanding of investment management regulations.
- Strong communication and leadership skills to interact with senior management and regulatory bodies.
-
Ahmedabad, Gujarat, India STEPHEAD ADVISORS PRIVATE LIMITED Full timeJob SummaryThe Compliance Officer - AIF & PMS Portfolio Management will be responsible for managing and overseeing all compliance functions related to Alternative Investment Funds (AIF) and Portfolio Management Services (PMS) in accordance with SEBI regulations.Key Responsibilities:Ensure compliance with SEBI regulations related to AIF and PMS.Coordinate...
-
Compliance Specialist for AIF Regulations
2 days ago
Ahmedabad, Gujarat, India Kotak Alternate Asset Managers Limited Full timeAt Kotak Alternate Asset Managers Limited, we seek an experienced Compliance Specialist to lead our efforts in managing compliance activities for Alternative Investment Funds (AIFs). This role requires a deep understanding of SEBI regulations and the ability to maintain cordial relationships with internal and external stakeholders.Job Description:We are...
-
Compliance and Legal Specialist
2 weeks ago
Ahmedabad, Gujarat, India Singularity AMC Full timeAIF Compliance and Legal ExpertiseSingularity AMC is seeking a highly qualified and experienced Compliance and Legal Specialist to join our team. As a Senior AIF Compliance Manager, you will be responsible for ensuring seamless SEBI reporting for AIFs, ensuring all compliances with regards to SEBI/RBI, and assisting in various audits.Responsibilities:Ensure...
-
Investment Compliance Manager
4 weeks ago
Ahmedabad, Gujarat, India Singularity AMC Full timeAbout the Role:Singularity AMC is seeking a seasoned Investment Compliance Manager to join our team.The ideal candidate will have a strong background in AIF Industry compliance and legal matters, with a proven track record of ensuring SEBI reporting for AIFs and adherence to SEBI and RBI regulations.The successful candidate will be responsible for:Ensuring...
-
Investment Compliance Specialist
3 weeks ago
Ahmedabad, Gujarat, India Singularity AMC Full timeAbout the Role:Singularity AMC seeks a highly skilled Investment Compliance Specialist to join its team. The successful candidate will be responsible for ensuring that all AIFs (alternate investment funds) operated by the company are in compliance with SEBI regulations. This includes ensuring accurate and timely reporting, conducting legal due diligence, and...
-
Compliance Officer
4 weeks ago
Ahmedabad, Gujarat, India Matrix Partners India Full timeJob Summary:Z47, an investment firm with approximately $1.5 billion of committed capital in India, is seeking a Compliance Officer for its GIFT City office. The ideal candidate will be a senior officer with financial literacy, capable of appreciating requirements for legal and regulatory compliance under IFSCA regulations.Key Responsibilities:Ensure...
-
Compliance Officer
4 weeks ago
Ahmedabad, Gujarat, India Matrix Partners India Full timeJob Title: Compliance Officer - GIFT CityAbout the Role:Z47 is a leading investment firm with a strong presence in India. We are seeking a seasoned Compliance Officer to join our team in GIFT City. As a key member of our team, you will be responsible for ensuring compliance with GIFT City IFSC and SEBI AIF regulations, as well as spearheading compliance and...
-
Compliance Specialist
3 weeks ago
Ahmedabad, Gujarat, India Matrix Partners India Full timeCompliance Officer RoleZ47, an investment firm with approximately $1.5 billion of committed capital in India, is seeking a Compliance Officer for its GIFT City office. This senior role involves ensuring compliance with GIFT City IFSCA and SEBI AIF regulations, as well as spearheading compliance and risk management activities.Key Responsibilities:Ensure...
-
Industries Compliance Manager
4 weeks ago
Ahmedabad, Gujarat, India Singularity AMC Full time**About the Role**Singularity AMC, a prominent player in the private equity landscape, seeks a highly skilled Industries Compliance Manager to join their team. As a key member, you will be responsible for ensuring seamless compliance with SEBI and RBI regulations across their AIF portfolio. With a strong background in law and compliance, you will play a...
-
Compliance and Risk Manager
2 weeks ago
Ahmedabad, Gujarat, India Merito Full timeJob Description for Compliance and Risk ManagerOur client is a leading mid-market investment bank with a strong presence in M&A, PE, Capital Markets, Institutional Equities, Wealth Management, Insurance Broking, and Portfolio Management Services.We pride ourselves on being a trusted investment bank that delivers exceptional advisory services to our clients,...
-
Investment Manager
2 days ago
Ahmedabad, Gujarat, India Singularity AMC Full timeCompany OverviewSingularity AMC is a private equity firm that focuses on making investments in growth-stage companies. With a strong commitment to industry insights, technical mentorship, and access to key partners, Singularity differentiates itself in the rapidly changing startup ecosystem.Job DescriptionWe are seeking an experienced Investment Manager -...
-
Compliance Monitoring Expert
4 weeks ago
Ahmedabad, Gujarat, India Crédit Agricole CIB Full timeJob Role: Compliance Monitoring ExpertAs a key member of the Markets Regulatory Compliance Monitoring department at Crédit Agricole CIB, you will play a vital role in identifying, assessing, and monitoring compliance risks to ensure the bank's activities and operations align with legislative and regulatory provisions.Main Responsibilities:- Assess...
-
Certification Compliance Expert
5 days ago
Ahmedabad, Gujarat, India LETS ENKINDLE SOFTSERV PRIVATE LIMITED Full timeJob Title: Certification Compliance ExpertWe are seeking a highly organized and detail-oriented Certification Compliance Expert with specialized knowledge in Medicaid and Managed Care Organizations (MCOs).The ideal candidate will have 1-3 years of experience, exhibit exceptional attention to detail, and be able to manage credentialing documentation with...
-
Compliance Officer
4 weeks ago
Ahmedabad, Gujarat, India Naukripay Full timeJob Title: Compliance Officer - Regulatory ExpertNaukripay is seeking a highly skilled Compliance Officer - Regulatory Expert to join our team. As a Compliance Officer, you will be responsible for ensuring that our organization complies with laws, regulations, and internal policies.Key Responsibilities:Monitor compliance with laws and regulationsPerform risk...
-
Tax Compliance Expert
1 week ago
Ahmedabad, Gujarat, India Sikich India Full timeAbout the RoleSikich India is seeking an experienced Tax Compliance Expert to join our team. This role requires a strong understanding of US GAAP general accounting and tax compliance principles.Key ResponsibilitiesPrepare and Review Complex Tax Returns: Utilize tax preparation software to prepare, review and process complex tax returns for exempt...
-
Senior Business Development Manager
3 weeks ago
Ahmedabad, Gujarat, India Wealthstreet Financial Services Pvt. Ltd. Full timeAs a Senior Business Development Manager at Wealthstreet Financial Services Pvt. Ltd., you will be responsible for driving direct sales of Demat accounts and retail accounts acquisition for equity, commodity, and currency.You will also focus on the sales of other wealth products like mutual funds, PMS & AIF, and generating revenue from third-party products...
-
Electrical Engineer
1 week ago
Ahmedabad, Gujarat, India Larsen & Toubro Full timeJob Title: Electrical Engineer - Safety and Compliance ExpertAbout Us: Larsen & Toubro is a global engineering and construction company with a strong focus on safety and compliance.Job Summary: We are seeking an experienced Electrical Engineer to join our team as a Safety and Compliance Expert. The successful candidate will be responsible for ensuring the...
-
Financial Expert
2 weeks ago
Ahmedabad, Gujarat, India PayrollCloud India Pvt Ltd Full timeJob OverviewPayscale: ₹12,00,000 - ₹18,00,000 per annumAbout PayrollCloud India Pvt LtdPayrollCloud India Pvt Ltd is a leading provider of HR payroll and ERP implementation services specializing in Oracle technologies. Our team of experts prides itself on delivering innovative solutions to enhance organizational efficiency and effectiveness.Job...
-
Taxation Specialist
2 days ago
Ahmedabad, Gujarat, India WorkQuest India Full timeWorkQuest IndiaJob Title: Taxation Specialist - Financial Compliance ExpertLocation: [Assuming a location in India]Salary: ₹8,00,000 - ₹12,00,000 per annumJob Description:OverviewWe are seeking an experienced Taxation Specialist - Financial Compliance Expert to join our team at WorkQuest India. This role is responsible for ensuring compliance with tax...
-
Regulatory Compliance Expert
1 week ago
Ahmedabad, Gujarat, India Tip Sons Full timeCompliance Management:At Tip Sons, we are committed to upholding the highest standards of corporate governance and regulatory compliance. As our Compliance Officer, you will play a pivotal role in ensuring our adherence to SEBI guidelines, exchange regulations, and the Companies Act. Your responsibilities will include:• Conducting periodic reviews to...