VP - AIF & PMS Compliance Expert

3 weeks ago


Ahmedabad, Gujarat, India STEPHEAD ADVISORS PRIVATE LIMITED Full time
Job Summary :

The Senior Compliance Officer - AIF and PMS will be responsible for overseeing all compliance functions related to Alternative Investment Funds (AIF) and Portfolio Management Services (PMS) in accordance with SEBI regulations at STEPHEAD ADVISORS PRIVATE LIMITED.


Key Responsibilities :

  • Ensure compliance with SEBI regulations related to AIF (Alternative Investment Funds) and PMS (Portfolio Management Services).
  • Develop and maintain internal compliance policies in line with current laws and regulations.
  • Liaise with regulatory authorities, auditors, and internal stakeholders for smooth operations.
  • Monitor investment restrictions, risk management policies, and fund-related compliance.
  • Conduct periodic compliance audits to ensure ongoing adherence to regulations.
  • Provide compliance training to staff and keep the management informed about any new regulations or changes.
  • Manage and mitigate potential compliance risks, ensuring the company's operations align with all legal requirements.

Qualifications :

  • Minimum 10 years of experience in AIF & PMS compliance, with deep knowledge of SEBI regulations.
  • Must possess a CS (Company Secretary) degree.
  • Excellent understanding of investment management regulations.
  • Strong communication and leadership skills to interact with senior management and regulatory bodies.


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