
Executive Strategic Advisor
2 weeks ago
Job Title
We are seeking a highly skilled and experienced professional to join our organization in the role of Executive. The successful candidate will be responsible for providing strategic support to our Compliance department in handling all matters related to compliance operations.
- Responsibilities:
- Manage inward and outward correspondences with regulatory bodies
- Track and escalate communications from regulatory agencies
- Maintain accurate records of members with Power of Attorney/Demand Drafts
- Monitor Financial Intelligence Unit (FIU) Alerts and disseminate relevant guidelines to members
- Organize and manage Portfolio Management Services compliances
- Provide administrative support and assistance in high-impact Compliance initiatives
- Handle documentation of correspondence between Exchange and regulatory bodies
- Manage custody of agreements and undertakings
- Draft Board Agendas
- Provide administrative support and assistance to the Chief Compliance Officer
Requirements
- Postgraduate degree from a reputable institution
- 6-8 years of relevant work experience
- Adequate knowledge of regulatory functions, administrative support, and MS Excel/MS PowerPoint
- Excellent communication and interpersonal skills
- High attention to detail and process-driven approach
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