
Intelligent Risk Monitoring Professional
2 weeks ago
Job Description
">We are seeking a highly skilled and detail-oriented Surveillance Analyst to join our team. The successful candidate will play a critical role in safeguarding assets, employees, clients, and reputation by ensuring strict adherence to regulatory requirements, compliance standards, and internal policies.
">The EMEA Surveillance Department is responsible for preventing, monitoring, detecting, and reporting suspicious trading activities, market, and client misconduct, as well as other compliance breaches within our business environment.
">This department plays a vital role in delivering strategic surveillance solutions across various markets. You will be part of a global network spanning over 40 markets.
">Key Responsibilities
">- Review and analyze alerts generated from automated electronic communication surveillance systems to detect potential policy violations and regulatory breaches.
- Perform audio surveillance by listening to voice communications of recorded employees to detect potential policy violations and regulatory breaches.
- Close alerts properly with accurate documentation and organized commentary for audit trail purposes.
- Adhere to written operating procedures for each review task.
- Drive the enhancement and improvement of the communication surveillance program from an effectiveness and efficiency perspective.
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