Senior Leadership Risk Manager
2 weeks ago
Job Summary:
This role requires a Senior Supervisory Control Specialist to lead or participate in risk management, including supervisory risk and human capital risk within the private client group.
Key Responsibilities:
• Lead or participate in risk management, including supervisory risk and human capital risk within the private client group
• Contribute to identify risks in the region and implement controls to mitigate risks
• Review and identify risks in the region, ensure that risks are appropriately addressed and promote an effective control environment in markets, complexes, and branches
• Lead or participate in complex initiatives to implement controls and mitigate risks
• Serve as an escalation point for risk, supervisory, and human capital matters
• Collaborate with supervision, legal, compliance, human resources, credit, risk, branch, and hub leadership to identify risks in the region
• Implement controls to mitigate risks while leveraging solid understanding of the firm's policies and procedures
• Collaborate and consult with director of private client group, business risk management and the Regional President to identify region risks
• Partner with supervision, legal, compliance, human resources, credit, risk, market, complex, branch, and hub leadership
Required Qualifications:
• 4+ years of Supervisory Control, Risk Management Consulting, Property or Casualty Insurance, Insurance Brokerage experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Desired Qualifications:
• Be part of the Front-Line Market conduct and supervision team and responsible for analysis of e-communications alerts to identify unusual activity and potential market conduct issues. As part of the Corporate Investment Banking E-Communications Surveillance monitoring including internal and external including corporate e mail, Chat, & voice recordings
• Support the development of surveillance controls to identify misconduct and market abuse, including in the testing of next generation electronic communications systems and perform first-line-of-defense activities in relation to consequential risks.
• Perform basic or tactical ongoing regulatory and operational reviews as well as other duties related to best practices and opportunities for additional synergies to maximize efficiencies.
• Collaborate and consult with Onshore teams and India Management for any escalations and process improvement ideas.
• Conducting routine reviews and ad hoc reviews of employee e-communications and voice recordings.
• Identify any non-compliant or suspicious activity and escalate questionable electronic communications to the onshore team (L2 team)
• Assisting with analysis and implementation of new and enhanced surveillance reviews and processes
• Bachelor's/master's degree or any professional degree (CA/CS/CFA etc.) is required.
• 8+ years of Supervisory Control/E-Comms Surveillance and monitoring experience, or equivalent.
Job Expectations:
This role requires a FINRA supervisory license and may require working in the assigned office location for at least one year from the hire date. Any supervisory role employee holding a FINRA supervisory license, who has answered affirmatively to certain Form U4 Section 14 regulatory questions/disclosures, will be ineligible to work from a location other than their assigned office location
-
Bengaluru, Karnataka, India Nasdaq Full timeAbout the RoleNasdaq is seeking a seasoned Technology Risk Management professional to lead its Emerging Technologies risk management efforts. As a Senior Technology Risk Manager, you will collaborate with cross-functional teams to identify, assess, and mitigate risks associated with emerging technologies.Responsibilities:Develop and implement risk management...
-
Bengaluru, Karnataka, India HSBC Full timeTransformative Leadership OpportunityHSBC is seeking a seasoned professional to assume a pivotal role in our Resilience Risk and Third Party Risk Management team in APAC. As a Senior Manager, you will be responsible for driving strategic initiatives and overseeing the implementation of a robust Risk Management Framework across the region.Key...
-
Risk Management Senior Manager
2 weeks ago
Bengaluru, Karnataka, India Clear Ventures Full timeJob SummaryThe Senior Manager, Credit Risk is a high-profile role that will serve as the leader for our Credit Risk functions in Bangalore, mentoring and managing a growing and hungry team of analysts who conduct portfolio management, acquisition, and CECL analysis. This pivotal role will require intellectual curiosity and analytical acumen to enhance our...
-
Senior Manager of Technical Leadership
1 month ago
Bengaluru, Karnataka, India DP World Australia Full timeKey AccountabilitiesAs a Senior Manager of Technical Leadership, you will be responsible for implementing modern technology and best practices, inspiring others to adopt new approaches, and designing, developing, and maintaining custom tools and frameworks. You will also review existing tools and frameworks, test automation, and suggest improvements, making...
-
Senior Manager Credit Risk
3 weeks ago
Bengaluru, Karnataka, India Toast Full timeRisk Management LeadershipToast is seeking a Senior Manager, Credit Risk, to lead our Credit Risk functions in Bangalore. This role will be responsible for driving risk-informed growth for our rapidly expanding Fintech line of business.The ideal candidate will have 8-10 years of experience in consumer or small business lending in a quantitative risk strategy...
-
Senior Risk Management Leader
2 weeks ago
Bengaluru, Karnataka, India ADCI - Karnataka Full timeAbout the RoleWe are seeking a highly skilled Senior Risk Management Leader to join our team at ADCI - Karnataka. As a key member of our organization, you will be responsible for leading our Risk Mining team, which plays a critical role in identifying and preventing fraudulent activity on our platform.Main ResponsibilitiesDevelop and implement a strategic...
-
Leadership Role: Chief Risk Officer
3 weeks ago
Bengaluru, Karnataka, India Talentiser Full timeHiring Manager/Sr. Manager- Compensation and Benefits with a minimum 8 years experience for a HealthTech / InsurTech company seeks a seasoned professional for the position of Chief Risk Officer.Key Responsibilities:Develop and maintain a comprehensive risk management framework.Identify, assess, and mitigate internal and external risks.Engage with the board...
-
Senior Risk Manager
2 weeks ago
Bengaluru, Karnataka, India WELLS FARGO BANK Full timeJob Title: Senior Risk ManagerAbout this role:Wells Fargo is seeking a Senior Risk Manager to participate in identifying and assessing current and emerging risk exposures within the Control Management functional area.Key responsibilities include:Providing risk management consulting to support the business in designing and implementing risk mitigation...
-
Senior Risk Management Specialist
1 month ago
Bengaluru, Karnataka, India Goldman Sachs Full timeTransform Risk Management at Goldman SachsJoin our team as a Senior Risk Management Specialist to lead high-priority risk and control transformation projects. Utilize best-in-class project management skills and expertise in financial services and operational risk processes to drive enterprise risk management transformation.The role offers an opportunity to...
-
Senior Credit Risk Manager
3 weeks ago
Bengaluru, Karnataka, India Clear Ventures Full timeAbout this roleWe're seeking a seasoned Senior Credit Risk Manager to lead our Credit Risk functions in Bangalore.This pivotal role will require intellectual curiosity and analytical acumen to enhance our understanding of risk, deliver new visualizations and reporting to help inform risk-right growth decisions and foster innovation in how Toast's lending...
-
Senior Risk Management Specialist
4 weeks ago
Bengaluru, Karnataka, India WELLS FARGO BANK Full timeJob SummaryWe are seeking a highly skilled Senior Supervisory Control Specialist to join our team at Wells Fargo Bank. As a key member of our organization, you will play a critical role in leading and participating in risk management initiatives, including supervisory risk and human capital risk within the private client group.Key ResponsibilitiesLead or...
-
Senior Vendor Risk Manager
2 weeks ago
Bengaluru, Karnataka, India Flipkart Full timeVendor Risk Management LeaderWe are looking for a seasoned professional to lead our Vendor Risk Management program and play a pivotal role in safeguarding our organization from third-party risks.About the Role:In this leadership position, you will be responsible for developing, implementing, and overseeing a comprehensive vendor risk management program. You...
-
Senior Risk Management Leader
1 month ago
Bengaluru, Karnataka, India ADCI - Karnataka Full timeJob SummaryWe are seeking a seasoned risk management professional to lead our Risk Mining team at ADCI - Karnataka. As a Senior Risk Management Leader, you will be responsible for managing a team of risk specialists and analysts, developing and implementing strategic plans to detect and mitigate bad actor activity, and collaborating with cross-functional...
-
Risk Management Director
2 weeks ago
Bengaluru, Karnataka, India F335 Deutsche India Private Limited, Bangalore Branch Full timeAbout the Role:We are seeking an experienced Risk Management Director to lead our Divisional Control Office in Bangalore.As a key member of our Operations team, you will be responsible for identifying and managing operational risks, ensuring compliance with regulatory requirements, and developing strategies to mitigate potential risks.You will work closely...
-
Senior Risk Management Specialist
1 month ago
Bengaluru, Karnataka, India WELLS FARGO BANK Full timeAbout this RoleWells Fargo is seeking a Senior Specialist within the Enterprise Functions Control Management Team Strategy, Planning & Governance Team.Key ResponsibilitiesParticipate in identifying, assessing, managing, and mitigating current and emerging risk exposures within Control Management functional areaProvide risk management consulting to support...
-
Risk Management Manager
4 weeks ago
Bengaluru, Karnataka, India WELLS FARGO BANK Full timeAbout this role:Wells Fargo is seeking a highly skilled Risk Management Manager to join our team. As a key member of our Escalations functional area, you will be responsible for managing and developing a team to handle complex customer service tasks and creating initiatives and programs to support business goals and objectives.Key Responsibilities:Manage and...
-
Bengaluru, Karnataka, India ADCI - Karnataka Full timeAbout the RoleWe are seeking a highly skilled Risk Manager to join our Global Risk Management (GRM) team at ADCI - Karnataka. As a key member of our team, you will play a critical role in identifying and managing potential risks in our transportation programs.Key ResponsibilitiesAssist transportation stakeholders in identifying and managing potential risks...
-
Senior Risk Management Consultant
1 month ago
Bengaluru, Karnataka, India Auronova Consulting Full timeAbout Us: Auronova Consulting is a specialized Risk Management Consulting firm providing cutting-edge financial consulting to BFSI segments. Our team of experts covers the entire Risk Management spectrum, from Credit risk to Operational risk, and regulatory consulting like Basel II/III, IFRS 9, FRTB, ICAAP, and Stress Testing. With over 200+ engagements in...
-
Senior Vendor Risk Management Leader
1 month ago
Bengaluru, Karnataka, India Flipkart Full timeJob Title: Security SpecialistFlipkart is seeking a seasoned Security Specialist to play a pivotal role in safeguarding our organization from third-party risks.About the Role:In this leadership position, you will be responsible for developing, implementing, and overseeing a comprehensive vendor risk management program. You will lead a team of professionals...
-
Risk Management Specialist
1 month ago
Bengaluru, Karnataka, India ADCI - BLR 14 SEZ Full timeAbout the RoleWe are seeking a highly skilled Sr. Third Party Risk Manager to join our team at ADCI - BLR 14 SEZ. As a key member of our risk management team, you will play a critical role in building and maintaining a robust third-party risk management framework.Key ResponsibilitiesProvide independent second-line oversight and challenge to third-party...