Audit Operations Specialist

4 days ago


Vadodara, Gujarat, India beBeeAudit Full time ₹ 1,50,00,000 - ₹ 2,00,00,000
Job Title:

Deputy Manager


Job Description:

We are seeking a Deputy Manager to apply professional audit principles, policies and procedures to the regular audit of members, & internal departments. The goal is to minimize potential risks, strictly adhere to security and control guidelines, and ensure efficient and adequate checks and balances exist in work flow processes to achieve compliance.

Responsibilities include conducting onsite inspections of members, creating compliance awareness amongst them, preparing inspection reports, submitting data to exchange post inspection, and ensuring correctness of data/information between checklist and report.

Additionally, this role involves visiting/inspecting Authorized Persons of Members, organizing Member Compliance Workshops, and sharing mandatory compliance requirements with best practices.

Key Requirements for this position include 5 to 8 years of total experience with 2 to 3 years of relevant work experience preferably in broking/exchange/financial institution operations.



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