Audit and Compliance Specialist

2 days ago


Davangere, Karnataka, India beBeeAudit Full time ₹ 80,00,000 - ₹ 1,50,00,000
Deputy Manager Job Description

Job Title: Deputy Manager

Job Summary:

  • Apply professional audit principles, policies, and procedures to the regular audit of members and internal departments.
Responsibilities
  1. Conduct onsite inspections of members and joint inspections with regulatory bodies in a timely manner.
  2. Create awareness among members about compliance requirements and best practices.
  3. Prepare and verify inspection reports and checklists, ensuring accuracy and completeness.
  4. Visit authorized persons of members and conduct inspections as required.
  5. Organize member compliance workshops to ensure adherence to regulatory norms.
Key Qualifications
  • Chartered Accountant/Cost and Works Accountant (CMA) qualification is essential.
  • 5-8 years of total experience, with 2-3 years of relevant work experience in broking/exchange/financial institution operations.
  • Proven expertise in audit procedures and knowledge of current accounting and audit principles, policies, and internal controls.
Skills
  • Excellent written communication skills.
  • Attention to detail and ability to analyze complex information.
  • Strong analytical and investigating skills.
  • Effective time management and result-oriented approach.
  • Ability to adhere to process and orientation.


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