
Audit and Compliance Specialist
2 days ago
Job Title: Deputy Manager
Job Summary:
- Apply professional audit principles, policies, and procedures to the regular audit of members and internal departments.
- Conduct onsite inspections of members and joint inspections with regulatory bodies in a timely manner.
- Create awareness among members about compliance requirements and best practices.
- Prepare and verify inspection reports and checklists, ensuring accuracy and completeness.
- Visit authorized persons of members and conduct inspections as required.
- Organize member compliance workshops to ensure adherence to regulatory norms.
- Chartered Accountant/Cost and Works Accountant (CMA) qualification is essential.
- 5-8 years of total experience, with 2-3 years of relevant work experience in broking/exchange/financial institution operations.
- Proven expertise in audit procedures and knowledge of current accounting and audit principles, policies, and internal controls.
- Excellent written communication skills.
- Attention to detail and ability to analyze complex information.
- Strong analytical and investigating skills.
- Effective time management and result-oriented approach.
- Ability to adhere to process and orientation.
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