Vice President Compliance

2 days ago

Gulbarga, Karnataka, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 25,00,000

Job Overview

We are seeking an experienced Compliance Manager to play a vital role in ensuring the smooth operation of our mutual fund business.

  • About the Role:
  • The ideal candidate will have a proven track record in compliance, with expertise in navigating the complex regulatory landscape and maintaining high standards of compliance.
  • You will be responsible for preparing and reviewing compliance reports, test reports, and regulatory disclosures to ensure accuracy and timeliness before submission to relevant authorities.
  • Your duties will also include supporting the Head of Compliance in preparation and ongoing monitoring of investment limits in the front-office system.
  • You will draft, revise, and implement compliance-related policies, procedures, and SOPs in line with regulatory updates and internal controls.
  • In addition, you will monitor various AMC functions for regulatory adherence; conduct internal reviews and oversee day-to-day compliance tasks.
  • You will liaise with regulators, auditors, consultants, and other stakeholders on compliance and audit matters.

Key Responsibilities:

  • Prepare and review compliance reports, test reports, and regulatory disclosures.
  • Support the Head of Compliance in preparation and ongoing monitoring of investment limits.
  • Draft, revise, and implement compliance-related policies, procedures, and SOPs.
  • Monitor AMC functions for regulatory adherence.
  • Liaise with regulators, auditors, consultants, and other stakeholders.

Requirements:

  • Minimum 7+ years of professional experience in compliance.
  • Graduation in Finance, Law, or related field; Company Secretary qualification preferred.
  • Practical knowledge of SEBI, FEMA, and RBI regulations.
  • Excellent communication and teamwork abilities.
  • Strong analytical skills and attention to detail.
  • Tech-savvy and adaptable to new compliance tools and systems.

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