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Senior Executive Position
2 weeks ago
Job Title:
Description:
- We seek a seasoned Senior Executive to fill this critical position.
Responsibilities:
- The incumbent will provide support to the Compliance team in managing all compliance-related matters.
- They will be responsible for handling inward and outward SEBI correspondences, tracking and escalating SEBI communication, maintaining a list of members' Proof of Deposits (PO) and Demand Drafts (DD), monitoring FIU Alerts, and disseminating relevant guidelines to members.
- Additionally, they will organize and manage Anti-Money Laundering (AML) compliances, provide administrative support and assistance in high-impact Compliance initiatives, handle documentation of correspondence between Exchange and SEBI, and manage custody of agreements/undertakings.
- They will also draft Board Agendas and provide administrative support and assistance to the Chief Compliance Officer (CCO).
Requirements:
- A Post Graduate degree from a reputable institution/university is required.
- 6-8 years of relevant work experience is mandatory.
- The candidate must possess adequate knowledge of regulatory functions, excellent administrative support skills, and knowledge of the Exchange ecosystem and operations.
- Strong analytical and problem-solving skills are essential.
- The ideal candidate should have a process-driven approach, high attention to detail, integrity, and be responsive and communicative.
Preferred Skills:
- Strong understanding of Exchange regulations and compliance requirements is highly desirable.
- Excellent organizational and time management skills are necessary.
- Ability to maintain confidentiality and handle sensitive information is crucial.