Compliance Risk Management Specialist

2 days ago


Varanasi, Uttar Pradesh, India beBeeCompliance Full time ₹ 50,00,000 - ₹ 1,00,00,000
Compliance Risk Management Specialist

We are seeking a detail-oriented and proactive Compliance Risk Management Specialist to join our fast-growing financial services organization.

The role involves ensuring compliance with regulatory frameworks, conducting risk assessments, and assisting in audits.

About the Role

This is an exceptional opportunity for a talented professional to make a meaningful impact in our organization. As a key member of our team, you will play a critical role in maintaining the integrity of our operations and ensuring that we remain compliant with all relevant regulations.

Key Responsibilities:
  • Regulatory Compliance:
    • Monitor, interpret, and implement regulatory guidelines relevant to our business.
    • Ensure timely filings and reporting to regulators.
    • Maintain up-to-date knowledge of evolving compliance and regulatory requirements.
  • Risk Assessment & Auditing:
    • Conduct regular internal reviews and risk assessments.
    • Identify process gaps and propose corrective actions.
    • Track remediation of compliance issues and ensure timely closure.
  • Policies & Documentation:
    • Assist in drafting, updating, and implementing compliance policies and procedures.
    • Maintain accurate documentation for internal compliance controls.
    • Educate internal teams on compliance obligations through training and awareness programs.
  • Collaboration:
    • Work closely with legal, finance, and operations teams to ensure organization-wide compliance.
    • Provide inputs on compliance risks during product and process development.


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