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2 days ago
We are seeking a detail-oriented and proactive Compliance Risk Management Specialist to join our fast-growing financial services organization.
The role involves ensuring compliance with regulatory frameworks, conducting risk assessments, and assisting in audits.
About the RoleThis is an exceptional opportunity for a talented professional to make a meaningful impact in our organization. As a key member of our team, you will play a critical role in maintaining the integrity of our operations and ensuring that we remain compliant with all relevant regulations.
Key Responsibilities:- Regulatory Compliance:
- Monitor, interpret, and implement regulatory guidelines relevant to our business.
- Ensure timely filings and reporting to regulators.
- Maintain up-to-date knowledge of evolving compliance and regulatory requirements.
- Risk Assessment & Auditing:
- Conduct regular internal reviews and risk assessments.
- Identify process gaps and propose corrective actions.
- Track remediation of compliance issues and ensure timely closure.
- Policies & Documentation:
- Assist in drafting, updating, and implementing compliance policies and procedures.
- Maintain accurate documentation for internal compliance controls.
- Educate internal teams on compliance obligations through training and awareness programs.
- Collaboration:
- Work closely with legal, finance, and operations teams to ensure organization-wide compliance.
- Provide inputs on compliance risks during product and process development.
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