Executive Compliance Specialist

2 days ago


Mount Abu, Rajasthan, India beBeeRegulatory Full time ₹ 15,00,000 - ₹ 25,00,000

Compliance is a critical aspect of any organization, and the role of a Senior Executive plays a pivotal part in ensuring seamless coordination with regulatory bodies.

The ideal candidate will possess excellent organizational skills, attention to detail, and strong communication abilities. They must have experience working in a fast-paced environment with multiple stakeholders and deadlines.

Key Responsibilities:

  • Manage inward and outward correspondence with regulatory agencies.
  • Track and escalate SEBI communications effectively.
  • Maintain accurate records of PO/DD and member information.
  • Monitor FIU alerts and disseminate relevant guidelines to members.
  • Organize and manage PML compliance processes.
  • Provide administrative support for high-impact compliance initiatives.
  • Handle documentation of correspondence between regulatory bodies.
  • Manage custody of agreements and undertakings.
  • Draft board agendas.
  • Support the Chief Compliance Officer (CCO) in their duties.

Working closely with the Compliance team, this role requires a high degree of integrity, responsiveness, and effective communication and attentiveness.

Requirements:

  • A postgraduate degree from a reputable institution or university.
  • 6-8 years of relevant work experience.
  • Strong knowledge of regulatory functions.
  • Excellent administrative support skills.
  • Understanding of exchange operations and ecosystem.
  • Ability to grasp and interpret compliance & regulatory knowledge.
  • Proficiency in MS Excel and MS PowerPoint.
  • High attention to detail, process-driven, and high degree of integrity.
  • Responsiveness and effective communication and attentiveness.


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