
Executive Compliance Specialist
2 days ago
Compliance is a critical aspect of any organization, and the role of a Senior Executive plays a pivotal part in ensuring seamless coordination with regulatory bodies.
The ideal candidate will possess excellent organizational skills, attention to detail, and strong communication abilities. They must have experience working in a fast-paced environment with multiple stakeholders and deadlines.
Key Responsibilities:
- Manage inward and outward correspondence with regulatory agencies.
- Track and escalate SEBI communications effectively.
- Maintain accurate records of PO/DD and member information.
- Monitor FIU alerts and disseminate relevant guidelines to members.
- Organize and manage PML compliance processes.
- Provide administrative support for high-impact compliance initiatives.
- Handle documentation of correspondence between regulatory bodies.
- Manage custody of agreements and undertakings.
- Draft board agendas.
- Support the Chief Compliance Officer (CCO) in their duties.
Working closely with the Compliance team, this role requires a high degree of integrity, responsiveness, and effective communication and attentiveness.
Requirements:
- A postgraduate degree from a reputable institution or university.
- 6-8 years of relevant work experience.
- Strong knowledge of regulatory functions.
- Excellent administrative support skills.
- Understanding of exchange operations and ecosystem.
- Ability to grasp and interpret compliance & regulatory knowledge.
- Proficiency in MS Excel and MS PowerPoint.
- High attention to detail, process-driven, and high degree of integrity.
- Responsiveness and effective communication and attentiveness.
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