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Compliance Officer

1 month ago

Bengaluru, Karnataka, India Mudrex Inc. Full time

About Mudrex:

Mudrex is India's largest crypto investing platform. We are growing rapidly - today, the Mudrex users are 2 million strong and counting. And to sustain and support this rapid growth, we are looking to grow our team. The folks at Mudrex are mission driven to a single purpose - to help bring the world closer to financial independence through cryptocurrency.

Job Description

We are seeking a skilled and experienced Compliance Officer. The ideal candidate will play a critical role in overseeing and managing Mudrex's anti-money laundering and compliance programs, ensuring adherence to regulatory requirements of FIU India. The Compliance Officer will collaborate with cross-functional teams and external stakeholders, and regulators to uphold a robust compliance framework and mitigate potential financial risks.

Responsibilities

  • Develop and implement comprehensive anti-money laundering (AML) and compliance programs that align with regulatory requirements and best practices as required under PMLA, Act, 2002.
  • Serve as the primary point of contact for regulatory agencies and external auditors in India, ensuring timely and accurate communication and reporting on compliance-related issues.
  • Monitor changes in AML and compliance regulations, and provide guidance and recommendations to the executive team to ensure compliance with regulatory obligations.
  • Conduct regular risk assessments and audits to identify potential areas of non-compliance, and implement corrective measures and controls to mitigate financial risks effectively.
  • Provide training and guidance to employees on AML and compliance matters, fostering a culture of awareness and accountability throughout the organization.
  • Assist with the creation, maintenance, and review of policies, procedures, and controls to identify, prevent, mitigate, and manage regulatory risk.
  • Assist with the review of marketing promotions, client communications, and website content.
  • Update investment and disclosure documentation in line with regulatory, legislative, and business changes.
  • Preparation of board and compliance reports.
  • Maintain PMLA records. Assist with regulator correspondence and reporting for the FIU India.
  • Lead conversations with regulators and ensure compliance to all licenses (for payment services and digital assets).
  • Investigate breaches and incidents and ensure timely resolution and improvement to control environment
  • Manage the complaint handling process, in particular, escalated complaints.
  • Manage relationships with key internal and external parties and promote a positive compliance culture.
  • Identify and partner with the appropriate partners and tools needed for compliance - and help get onboarded and initiated.
  • Perform enterprise-wide risk assessments;
  • Conduct compliance testing and report the results to Management;
  • Acting as the contact point with local regulator, manage the communication properly and escalated when needed;
  • Manage the requests from internal and external stakeholders, for instance regulator, payment services provider, etc;
  • Review of the alerts and preparation of STRs, reporting of STRs.
  • Timely and effective responses to the FIU India.

Preferred Qualifications

  • 8+ years' relevant experience in a legal or compliance role with a substantial knowledge of relevant rules and regulations and the day-to-day compliance affairs
  • Bachelor's or Master's degree in Law, Finance, or a related field. A relevant compliance certification is a plus
  • Experience in a compliance role with a focus on anti-money laundering (AML) regulations and global compliance requirements across various jurisdictions
  • Proven experience in developing and implementing AML and compliance programs in a complex regulatory environment, within the financial services industry
  • Excellent communication and interpersonal skills, with the ability to collaborate effectively with cross-functional teams and external stakeholders
  • A proactive attitude, a strong work ethic, and the ability to thrive in a fast-paced and dynamic work environment

You should apply if:

  • You are an autonomous, critical thinker with razor-sharp problem-solving skills
  • You are passionate about what you do
  • You are exceptional at time management and have a proven track record of being able to work efficiently with minimum supervision